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Principal Spectrum Preferred Securities Active ETF

121 hedge funds and large institutions have $950M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 48 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
121
Holders Change
+10
Holders Change %
+9.01%
% of All Funds
1.62%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.04%
New
22
Increased
48
Reduced
39
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$194M +$18.8M +992,700 +11%
UBS Group
2
UBS Group
Switzerland
$131M -$2.36M -124,201 -2%
Morgan Stanley
3
Morgan Stanley
New York
$117M +$888K +46,800 +0.8%
Wells Fargo
4
Wells Fargo
California
$61.7M +$2.18M +114,657 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$58.3M -$416K -21,911 -0.7%
IA
6
IFC Advisors
California
$53.5M +$786K +41,413 +1%
LPL Financial
7
LPL Financial
California
$53M +$12.9M +682,226 +32%
Raymond James Financial
8
Raymond James Financial
Florida
$29.1M -$6.29M -331,348 -18%
PC
9
Permanens Capital
New York
$28.8M +$2.65M +139,798 +10%
Wealth Enhancement Advisory Services
10
Wealth Enhancement Advisory Services
Minnesota
$23M -$369K -19,498 -2%
BEI
11
Benjamin Edwards Inc
Missouri
$13.1M -$1.8M -94,742 -12%
B
12
Bensler
Washington
$11M +$1.15M +60,851 +12%
CAAM
13
Cornerstone Advisors Asset Management
Pennsylvania
$9.98M +$840K +44,283 +9%
Mariner
14
Mariner
Kansas
$9.58M +$2.31M +121,738 +32%
PS
15
Principal Securities
Iowa
$8.14M +$3.96M +208,489 +94%
BFG
16
Berger Financial Group
Minnesota
$8.07M +$429K +22,591 +6%
TWP
17
Tyche Wealth Partners
Texas
$7.74M -$3.73M -196,623 -33%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$7.65M +$2.86M +150,841 +60%
RL
19
Rogco LP
Oklahoma
$7.22M +$102K +5,369 +1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$5.79M +$106K +5,613 +2%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.55M -$27.1K -1,430 -0.5%
Principal Financial Group
22
Principal Financial Group
Iowa
$5.38M +$1.02M +53,849 +23%
Focus Partners Wealth
23
Focus Partners Wealth
Massachusetts
$4.61M +$4.61M +242,920 New
KAS
24
Kestra Advisory Services
Texas
$4.48M +$1.41M +74,147 +46%
AI
25
AXS Investments
New York
$4.32M -$1.23M -65,021 -22%