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Principal Spectrum Preferred Securities Active ETF

65 hedge funds and large institutions have $205M invested in Principal Spectrum Preferred Securities Active ETF in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 29 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 23

5.54% less ownership

Funds ownership: 67.02%61.49% (-5.5%)

6% less funds holding

Funds holding: 6965 (-4)

11% less capital invested

Capital invested by funds: $232M → $205M (-$26.6M)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
65
Holders Change
-4
Holders Change %
-5.8%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
29
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$38.8M +$3.62M +204,973 +10%
Morgan Stanley
2
Morgan Stanley
New York
$29.4M +$1.51M +85,385 +5%
Wells Fargo
3
Wells Fargo
California
$16.4M +$2.25M +127,673 +15%
UBS Group
4
UBS Group
Switzerland
$13.6M +$1.78M +100,847 +14%
CCM
5
Covington Capital Management
California
$10.1M +$168K +9,550 +2%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$9.32M +$288K +16,325 +3%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$7.18M +$385K +21,841 +5%
LPL Financial
8
LPL Financial
California
$6.52M +$925K +52,433 +16%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$5.43M -$57K -3,229 -1%
Osaic Holdings
10
Osaic Holdings
Arizona
$5.26M -$288K -16,322 -5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.02M -$46.6K -2,640 -0.9%
NA
12
Nottingham Advisors
New York
$4.13M -$21.3K -1,206 -0.5%
Truist Financial
13
Truist Financial
North Carolina
$3.69M -$604K -34,227 -13%
WJA
14
Willis Johnson & Associates
Texas
$3.13M +$462K +26,200 +16%
BCI
15
Brinker Capital Investments
Pennsylvania
$3.02M -$24.8K -1,407 -0.8%
Stifel Financial
16
Stifel Financial
Missouri
$2.64M +$245K +13,896 +10%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.63M -$1.01M -57,363 -27%
MIAN
18
Mariner Independent Advisor Network
Kansas
$2.62M +$290K +16,426 +12%
IWA
19
IBEX Wealth Advisors
New Jersey
$2.58M -$3.67K -208 -0.1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$2.45M +$1.27M +71,747 +97%
RJA
21
Raymond James & Associates
Florida
$2.35M +$182K +10,323 +8%
PA
22
PSI Advisors
Florida
$2.22M -$89.4K -5,070 -4%
CB
23
Community Bank
New York
$2.21M
DP
24
Dearborn Partners
Illinois
$1.99M +$39.3K +2,230 +2%
NA
25
NewEdge Advisors
Louisiana
$1.7M -$223K -12,638 -11%

PREF Hedge Fund Activity: Q3 2022 in Review

65 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q3 2022, worth a combined $205M — down 11% from $232M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PREF and 3 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 29 added.

The largest buyer was Bank of America, adding an estimated $3.62M. The largest seller was Jane Street, exiting entirely with an estimated $28.1M sold.

  • 65 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q3 2022, down from 69 in Q2 2022.
  • Funds reported $205M of Principal Spectrum Preferred Securities Active ETF stock for Q3 2022, down 11% quarter-over-quarter.
  • 3 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q3 2022 and 7 closed out, a net change of -4 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q3 2022 was Bank of America, an estimated $3.62M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q3 2022 was Jane Street, an estimated $28.1M sold.

Based on aggregated 13F filings for Q3 2022.