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Principal Spectrum Preferred Securities Active ETF

17 hedge funds and large institutions have $39.7M invested in Principal Spectrum Preferred Securities Active ETF in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
17
Holders Change
+3
Holders Change %
+21.43%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$23.7M 249,004
Bank of New York Mellon
2
Bank of New York Mellon
New York
$3.1M 32,526 +7,901 +32%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.96M 31,055 +480 +2%
Jane Street
4
Jane Street
New York
$2.49M 26,150 +18,752 +253%
RJA
5
Raymond James & Associates
Florida
$1.95M 20,500 +13,594 +197%
UBS Group
6
UBS Group
Switzerland
$1.5M 15,766 +3,189 +25%
PAG
7
Private Advisor Group
New Jersey
$1.23M 12,891 +12,891 New
Bank of America
8
Bank of America
North Carolina
$989K 10,385 -9,144 -47%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$521K 5,475 +5,475 New
LPL Financial
10
LPL Financial
California
$367K 3,850 -110 -3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$271K 2,848 -32 -1%
BTS
12
BB&T Securities
Virginia
$231K 2,427 -7 -0.3%
CFA
13
Carroll Financial Associates
North Carolina
$127K 1,335
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$121K 5,815 +5,815 New
BEI
15
Benjamin Edwards Inc
Missouri
$118K 1,240 +1,240 New
PFGIA
16
Patriot Financial Group Insurance Agency
Massachusetts
$12K 131
AG
17
Advisor Group
Arizona
$8K 87 +87 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
-4,271 Closed
LWAC
19
Laurel Wealth Advisors (California)
California
-2,450 Closed
CFGS
20
Concourse Financial Group Securities
Alabama