Laurel Wealth Advisors (California)’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-12,250	Closed	-$220K	–	395
2018 Q4	$220K	Sell	12,250 -3,000	-20%	-$53.9K	0.06%	300
2018 Q3	$290K	Buy	+15,250	New	+$290K	0.07%	282