Laurel Wealth Advisors (California)’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Laurel Wealth Advisors (California)’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-12,250	Closed	-$220K	–	415
2018 Q4	$220K	Sell	12,250 -3,000	-20%	-$55.6K	0.06%	307
2018 Q3	$290K	Buy	+15,250	New	+$290K	0.07%	289

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Laurel Wealth Advisors (California)'s PREF Position: Q1 2019 in Review

Laurel Wealth Advisors (California) sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2019, closing a stake of 12,250 shares — an estimated $220K sold.

Laurel Wealth Advisors (California) first reported a position in PREF in Q3 2018 and held it in 2 quarters. The position peaked at $290K in Q3 2018. 17 funds tracked by Wall St. Rank hold PREF as of Q1 2019.

Laurel Wealth Advisors (California) reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2019 after selling out during the quarter.
Laurel Wealth Advisors (California) sold 12,250 Principal Spectrum Preferred Securities Active ETF shares in Q1 2019, an estimated $220K.
Laurel Wealth Advisors (California) first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2018 and held it in 2 quarters.
Laurel Wealth Advisors (California)'s Principal Spectrum Preferred Securities Active ETF position peaked at $290K in Q3 2018.
17 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2019.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q1 2019, filed 16 May 2019.