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Principal Spectrum Preferred Securities Active ETF

24 hedge funds and large institutions have $60M invested in Principal Spectrum Preferred Securities Active ETF in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
11
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$19.8M 199,004
Bank of America
2
Bank of America
North Carolina
$12M 120,481 +71,947 +148%
RJA
3
Raymond James & Associates
Florida
$11.4M 114,266 +15,472 +16%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$5.8M 58,300 +14,217 +32%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.26M 32,770 -2,455 -7%
UBS Group
6
UBS Group
Switzerland
$1.87M 18,814 +2,077 +12%
PAG
7
Private Advisor Group
New Jersey
$1.3M 13,055 -131 -1%
DP
8
Dearborn Partners
Illinois
$1.01M 10,102 +4,627 +85%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$791K 7,941 +583 +8%
NA
10
NewEdge Advisors
Louisiana
$642K 6,451 +329 +5%
LPL Financial
11
LPL Financial
California
$408K 4,100 +673 +20%
Citadel Advisors
12
Citadel Advisors
Florida
$407K 4,093 +4,093 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$265K 2,670 -2,861 -52%
BTS
14
BB&T Securities
Virginia
$234K 2,361 -73 -3%
Wells Fargo
15
Wells Fargo
California
$205K 2,063 +1,888 +1,079%
RIA
16
Realta Investment Advisors
Delaware
$155K 1,560 -533 -25%
BEI
17
Benjamin Edwards Inc
Missouri
$153K 1,537 +167 +12%
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$121K 5,815
CFA
19
Carroll Financial Associates
North Carolina
$108K 1,085
GRP
20
Global Retirement Partners
California
$60K 600 +600 New
AG
21
Advisor Group
Arizona
$38K 380 +293 +337%
PFGIA
22
Patriot Financial Group Insurance Agency
Massachusetts
$13K 131
Morgan Stanley
23
Morgan Stanley
New York
$10K 100
BFEC
24
Benjamin F. Edwards & Company
Missouri
$6K 56
Jane Street
25
Jane Street
New York
-8,493 Closed