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Principal Spectrum Preferred Securities Active ETF

64 hedge funds and large institutions have $421M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 26 reducing their positions, and 12 closing their positions.

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
22
Reduced
26
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$96.2M 5,676,695 +428,973 +8%
Bank of America
2
Bank of America
North Carolina
$80.7M 4,761,624 +397,819 +9%
Wells Fargo
3
Wells Fargo
California
$56.1M 3,309,685 +2,010,713 +155%
Morgan Stanley
4
Morgan Stanley
New York
$53M 3,128,830 +739,399 +31%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$14.6M 862,540 +161,206 +23%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$12.7M 746,599 -661 -0.1%
LPL Financial
7
LPL Financial
California
$12.4M 730,213 +157,497 +28%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$9.65M 569,242 +20,469 +4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$8.82M 520,355 +10,498 +2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$7.81M 460,929 -41,465 -8%
OPS
11
Orion Portfolio Solutions
Nebraska
$6.63M 390,958 +176,657 +82%
BCI
12
Brinker Capital Investments
Pennsylvania
$6.63M 390,958 +176,657 +82%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$5.34M 315,247 +19,620 +7%
Cerity Partners
14
Cerity Partners
New York
$4.35M 256,801 -14,750 -5%
Mariner
15
Mariner
Kansas
$2.77M 163,380 -3,175 -2%
WJA
16
Willis Johnson & Associates
Texas
$2.38M 140,380 -52,654 -27%
Stifel Financial
17
Stifel Financial
Missouri
$2.36M 139,041 -76,888 -36%
Truist Financial
18
Truist Financial
North Carolina
$2.34M 138,319 -14,543 -10%
PA
19
PSI Advisors
Florida
$2.27M 134,072 -1,408 -1%
NA
20
Nottingham Advisors
New York
$2.21M 130,667 -2,615 -2%
IP
21
Investment Partners
Ohio
$2.16M 127,471 +228 +0.2%
CB
22
Community Bank
New York
$2M 118,000 -1,615 -1%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.88M 111,513 -14,300 -11%
DP
24
Dearborn Partners
Illinois
$1.77M 104,661 -13,750 -12%
RJA
25
Raymond James & Associates
Florida
$1.74M 102,647 -13,963 -12%