Old Mission Capital’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Old Mission Capital’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-81,407	Closed	-$1.38M	–	1491
2023 Q1	$1.38M	Buy	+81,407	New	+$1.42M	0.03%	394
2022 Q2	–	Sell	-42,384	Closed	-$805K	–	1712
2022 Q1	$805K	Sell	42,384 -10,899	-20%	-$211K	0.02%	555
2021 Q4	$1.08M	Buy	+53,283	New	+$1.09M	0.04%	413
2021 Q2	–	Sell	-70,029	Closed	-$1.43M	–	1198
2021 Q1	$1.43M	Buy	+70,029	New	+$1.44M	0.08%	277

Other funds holding PREF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Old Mission Capital's PREF Position: Q2 2023 in Review

Old Mission Capital sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2023, closing a stake of 81,407 shares — an estimated $1.38M sold.

Old Mission Capital first reported a position in PREF in Q1 2021 and held it in 4 quarters. The position peaked at $1.43M in Q1 2021. 64 funds tracked by Wall St. Rank hold PREF as of Q2 2023.

Old Mission Capital reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2023 after selling out during the quarter.
Old Mission Capital sold 81,407 Principal Spectrum Preferred Securities Active ETF shares in Q2 2023, an estimated $1.38M.
Old Mission Capital first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2021 and held it in 4 quarters.
Old Mission Capital's Principal Spectrum Preferred Securities Active ETF position peaked at $1.43M in Q1 2021.
64 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2023.

Based on Old Mission Capital's 13F filing for Q2 2023, filed 9 Aug 2023.