Stifel Financial’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Stifel Financial’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.76M	Buy	92,218 +1,003	+1%	+$19.1K	﹤0.01%	2184
2026 Q1	$1.72M	Buy	91,215 +6,553	+8%	+$125K	﹤0.01%	2081
2025 Q4	$1.61M	Sell	84,662 -1,754	-2%	-$33.5K	﹤0.01%	2087
2025 Q3	$1.65M	Buy	86,416 +571	+0.7%	+$10.8K	﹤0.01%	2043
2025 Q2	$1.63M	Sell	85,845 -17,086	-17%	-$318K	﹤0.01%	1985
2025 Q1	$1.92M	Buy	102,931 +5,076	+5%	+$94.9K	﹤0.01%	1781
2024 Q4	$1.82M	Sell	97,855 -7,460	-7%	-$140K	﹤0.01%	1844
2024 Q3	$1.98M	Sell	105,315 -33,026	-24%	-$610K	﹤0.01%	1781
2024 Q2	$2.52M	Buy	138,341 +19,716	+17%	+$357K	﹤0.01%	1562
2024 Q1	$2.15M	Sell	118,625 -21,103	-15%	-$376K	﹤0.01%	1666
2023 Q4	$2.45M	Buy	139,728 +5,093	+4%	+$85.8K	﹤0.01%	1533
2023 Q3	$2.27M	Sell	134,635 -4,406	-3%	-$75.1K	﹤0.01%	1510
2023 Q2	$2.36M	Sell	139,041 -76,888	-36%	-$1.29M	﹤0.01%	1507
2023 Q1	$3.67M	Buy	215,929 +45,626	+27%	+$795K	0.01%	1203
2022 Q4	$2.91M	Buy	170,303 +12,725	+8%	+$215K	﹤0.01%	1275
2022 Q3	$2.64M	Buy	157,578 +13,896	+10%	+$245K	﹤0.01%	1280
2022 Q2	$2.48M	Buy	143,682 +60,952	+74%	+$1.1M	﹤0.01%	1367
2022 Q1	$1.57M	Buy	82,730 +15,582	+23%	+$302K	﹤0.01%	1802
2021 Q4	$1.36M	Buy	+67,148	New	+$1.37M	﹤0.01%	1893

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Stifel Financial's PREF Position: Q2 2026 in Review

Stifel Financial increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 1.1% in Q2 2026, buying an estimated $19.1K and bringing the position to 92,218 shares worth $1.76M. The position accounts for ﹤0.01% of the portfolio, ranked #2184.

Stifel Financial first reported a position in PREF in Q4 2021 and has held it in 19 quarters since. The position peaked at $3.67M in Q1 2023. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Stifel Financial held 92,218 shares of Principal Spectrum Preferred Securities Active ETF worth $1.76M as of Q2 2026.
Stifel Financial bought 1,003 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $19.1K.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of Stifel Financial's portfolio in Q2 2026, its #2184 holding.
Stifel Financial first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2021 and has held it in 19 quarters since.
Stifel Financial's Principal Spectrum Preferred Securities Active ETF position peaked at $3.67M in Q1 2023.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Stifel Financial's 13F filing for Q2 2026, filed 12 Aug 2026.