Ameriprise’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Ameriprise’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$36.2M	Sell	1,900,115 -297,281	-14%	-$5.65M	0.01%	1115
2026 Q1	$41.4M	Buy	2,197,396 +421,421	+24%	+$8.04M	0.01%	972
2025 Q4	$33.9M	Buy	1,775,975 +695,835	+64%	+$13.3M	0.01%	1090
2025 Q3	$20.7M	Buy	+1,080,140	New	+$20.5M	﹤0.01%	1369

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

Ameriprise's PREF Position: Q2 2026 in Review

Ameriprise reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 14% in Q2 2026, selling an estimated $5.65M and leaving 1,900,115 shares worth $36.2M. The position accounts for 0.01% of the portfolio, ranked #1115.

Ameriprise first reported a position in PREF in Q3 2025 and has held it in 4 quarters since. The position peaked at $41.4M in Q1 2026. 135 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Ameriprise held 1,900,115 shares of Principal Spectrum Preferred Securities Active ETF worth $36.2M as of Q2 2026.
Ameriprise sold 297,281 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $5.65M.
Principal Spectrum Preferred Securities Active ETF made up 0.01% of Ameriprise's portfolio in Q2 2026, its #1115 holding.
Ameriprise first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2025 and has held it in 4 quarters since.
Ameriprise's Principal Spectrum Preferred Securities Active ETF position peaked at $41.4M in Q1 2026.
135 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Ameriprise's 13F filing for Q2 2026, filed 14 Aug 2026.