Raymond James Financial
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Raymond James Financial’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Raymond James Financial’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$35M Sell
1,859,739
-31,517
-2% -$601K 0.01% 1076
2025
Q4 		$36.1M Buy
1,891,256
+207,130
+12% +$3.95M 0.01% 1031
2025
Q3 		$32.2M Buy
1,684,126
+151,485
+10% +$2.88M 0.01% 1086
2025
Q2 		$29.1M Sell
1,532,641
-331,348
-18% -$6.17M 0.01% 1107
2025
Q1 		$34.9M Buy
1,863,989
+103,884
+6% +$1.94M 0.01% 930
2024
Q4 		$32.8M Buy
+1,760,105
New +$32.9M 0.01% 974

Other funds holding PREF

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial's PREF Position: Q1 2026 in Review

Raymond James Financial reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 1.7% in Q1 2026, selling an estimated $601K and leaving 1,859,739 shares worth $35M. The position accounts for 0.01% of the portfolio, ranked #1076.

Raymond James Financial first reported a position in PREF in Q4 2024 and has held it in 6 quarters since. The position peaked at $36.1M in Q4 2025. 131 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

  • Raymond James Financial held 1,859,739 shares of Principal Spectrum Preferred Securities Active ETF worth $35M as of Q1 2026.
  • Raymond James Financial sold 31,517 Principal Spectrum Preferred Securities Active ETF shares in Q1 2026, an estimated $601K.
  • Principal Spectrum Preferred Securities Active ETF made up 0.01% of Raymond James Financial's portfolio in Q1 2026, its #1076 holding.
  • Raymond James Financial first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2024 and has held it in 6 quarters since.
  • Raymond James Financial's Principal Spectrum Preferred Securities Active ETF position peaked at $36.1M in Q4 2025.
  • 131 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.