Foundations Investment Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Foundations Investment Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-114,488	Closed	-$1.95M	–	608
2023 Q1	$1.95M	Buy	114,488 +8,201	+8%	+$143K	0.07%	169
2022 Q4	$1.82M	Buy	106,287 +30,531	+40%	+$517K	0.07%	139
2022 Q3	$1.27M	Buy	75,756 +18,866	+33%	+$333K	0.06%	137
2022 Q2	$974K	Buy	56,890 +37,327	+191%	+$673K	0.04%	149
2022 Q1	$365K	Buy	19,563 +5,744	+42%	+$111K	0.01%	243
2021 Q4	$278K	Buy	13,819 +3,961	+40%	+$80.8K	0.01%	292
2021 Q3	$203K	Buy	+9,858	New	+$205K	0.01%	303
2020 Q3	–	Sell	-16,715	Closed	-$324K	–	180
2020 Q2	$324K	Buy	+16,715	New	+$317K	0.03%	134

Other funds holding PREF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Foundations Investment Advisors's PREF Position: Q2 2023 in Review

Foundations Investment Advisors sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2023, closing a stake of 114,488 shares — an estimated $1.95M sold.

Foundations Investment Advisors first reported a position in PREF in Q2 2020 and held it in 8 quarters. The position peaked at $1.95M in Q1 2023. 64 funds tracked by Wall St. Rank hold PREF as of Q2 2023.

Foundations Investment Advisors reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2023 after selling out during the quarter.
Foundations Investment Advisors sold 114,488 Principal Spectrum Preferred Securities Active ETF shares in Q2 2023, an estimated $1.95M.
Foundations Investment Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2020 and held it in 8 quarters.
Foundations Investment Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $1.95M in Q1 2023.
64 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2023.

Based on Foundations Investment Advisors's 13F filing for Q2 2023, filed 19 Jul 2023.