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Principal Spectrum Preferred Securities Active ETF

38 hedge funds and large institutions have $99.5M invested in Principal Spectrum Preferred Securities Active ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 33 increasing their positions, 0 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
33
Reduced
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$28.6M 1,423,420 +1,217,822 +592%
Morgan Stanley
2
Morgan Stanley
New York
$8.4M 418,290 +349,441 +508%
Wells Fargo
3
Wells Fargo
California
$7.01M 348,858 +289,812 +491%
UBS Group
4
UBS Group
Switzerland
$5.06M 251,907 +232,352 +1,188%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.9M 244,075 +238,548 +4,316%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$4.51M 224,462 +182,584 +436%
ARG
7
Advisory Resource Group
Oklahoma
$4.26M 212,270 +170,523 +408%
NA
8
Nottingham Advisors
New York
$4.25M 211,431 +194,619 +1,158%
IWA
9
IBEX Wealth Advisors
New Jersey
$4.07M 202,808 +202,808 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.51M 174,725 +140,077 +404%
LPL Financial
11
LPL Financial
California
$3.3M 164,296 +147,403 +873%
RJA
12
Raymond James & Associates
Florida
$2.77M 138,164 +51,628 +60%
Truist Financial
13
Truist Financial
North Carolina
$2.59M 128,989 +117,892 +1,062%
CFA
14
Carroll Financial Associates
North Carolina
$1.93M 96,094 +82,413 +602%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.87M 92,955 +74,195 +395%
CB
16
Community Bank
New York
$1.82M 90,780 +75,780 +505%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.41M 70,230 +57,015 +431%
PAG
18
Private Advisor Group
New Jersey
$1.28M 63,957 +51,206 +402%
PA
19
PSI Advisors
Florida
$1.08M 53,897 +42,572 +376%
NA
20
NewEdge Advisors
Louisiana
$974K 48,494 +41,124 +558%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$934K 46,500 +37,267 +404%
BEI
22
Benjamin Edwards Inc
Missouri
$867K 43,202 +34,420 +392%
DP
23
Dearborn Partners
Illinois
$769K 38,277 +29,922 +358%
XF
24
XML Financial
Maryland
$511K 25,438 +25,438 New
3AM
25
3EDGE Asset Management
Florida
$459K 22,859 +19,185 +522%