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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

46 hedge funds and large institutions have $157M invested in Principal Spectrum Preferred Securities Active ETF in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
46
Holders Change
+8
Holders Change %
+21.05%
% of All Funds
0.82%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
27
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWG
1
Cornerstone Wealth Group
North Carolina
$23.8M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$5.51M
3
Bank of America
3
Bank of America
North Carolina
$34.2M
4
Morgan Stanley
4
Morgan Stanley
New York
$11.7M
5
Jane Street
5
Jane Street
New York
$2.76M

Top Sellers

1
NA
1
Nottingham Advisors
New York
$3.89M
2
BEI
2
Benjamin Edwards Inc
Missouri
$813K
3
GRP
3
Global Retirement Partners
California
$58K
4
GSWM
4
Golden State Wealth Management
California
$0
5
DC
5
Davenport & Co
Virginia
$441K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$34.2M 1,651,601 +228,181 +16%
CWG
2
Cornerstone Wealth Group
North Carolina
$23.8M 1,151,920 +1,151,920 New
Morgan Stanley
3
Morgan Stanley
New York
$11.7M 566,005 +147,715 +35%
Wells Fargo
4
Wells Fargo
California
$8.27M 399,831 +50,973 +15%
UBS Group
5
UBS Group
Switzerland
$6.13M 296,622 +44,715 +18%
Osaic Holdings
6
Osaic Holdings
Arizona
$5.51M 266,372 +263,235 +8,391%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$5.47M 264,645 +20,570 +8%
Truist Financial
8
Truist Financial
North Carolina
$5.12M 247,643 +118,654 +92%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$4.67M 226,018 +1,556 +0.7%
ARG
10
Advisory Resource Group
Oklahoma
$4.4M 212,708 +438 +0.2%
IWA
11
IBEX Wealth Advisors
New Jersey
$4.37M 211,301 +8,493 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.12M 199,281 +24,556 +14%
NA
13
Nottingham Advisors
New York
$3.89M 187,891 -23,540 -11%
LPL Financial
14
LPL Financial
California
$3.81M 184,180 +19,884 +12%
RJA
15
Raymond James & Associates
Florida
$3.46M 167,223 +29,059 +21%
CFA
16
Carroll Financial Associates
North Carolina
$2.99M 144,628 +48,534 +51%
Jane Street
17
Jane Street
New York
$2.76M 133,343 +133,343 New
CB
18
Community Bank
New York
$2.5M 120,780 +30,000 +33%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$2.43M 117,428 +47,198 +67%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$1.9M 91,920 -1,035 -1%
NA
21
NewEdge Advisors
Louisiana
$1.47M 71,297 +22,803 +47%
WJA
22
Willis Johnson & Associates
Texas
$1.36M 65,923 +65,923 New
PAG
23
Private Advisor Group
New Jersey
$1.34M 64,746 +789 +1%
CIBC Private Wealth Group
24
CIBC Private Wealth Group
Georgia
$1.21M 58,708 +58,708 New
PA
25
PSI Advisors
Florida
$1.16M 56,214 +2,317 +4%
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