Golden State Wealth Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-2,665	Closed	-$54K	–	371
2020 Q3	$54K	Buy	+2,665	New	+$54K	0.02%	322
2020 Q2	–	Sell	-2,665	Closed	-$47K	–	695
2020 Q1	$47K	Buy	+2,665	New	+$47K	0.02%	370