Golden State Wealth Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Golden State Wealth Management’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-2,665	Closed	-$54K	–	371
2020 Q3	$54K	Buy	+2,665	New	+$53.1K	0.02%	322
2020 Q2	–	Sell	-2,665	Closed	-$47K	–	707
2020 Q1	$47K	Buy	+2,665	New	+$52.3K	0.02%	370

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CWG

Cornerstone Wealth Group Huntersville, North Carolina $1.56B AUM 22.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

ARG

Advisory Resource Group Tulsa, Oklahoma $665M AUM 29.27% 1-Year Est. Return

Golden State Wealth Management's PREF Position: Q4 2020 in Review

Golden State Wealth Management sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q4 2020, closing a stake of 2,665 shares — an estimated $54K sold.

Golden State Wealth Management first reported a position in PREF in Q1 2020 and held it in 2 quarters. The position peaked at $54K in Q3 2020. 46 funds tracked by Wall St. Rank hold PREF as of Q4 2020.

Golden State Wealth Management reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q4 2020 after selling out during the quarter.
Golden State Wealth Management sold 2,665 Principal Spectrum Preferred Securities Active ETF shares in Q4 2020, an estimated $54K.
Golden State Wealth Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2020 and held it in 2 quarters.
Golden State Wealth Management's Principal Spectrum Preferred Securities Active ETF position peaked at $54K in Q3 2020.
46 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2020.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.