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Principal Spectrum Preferred Securities Active ETF

39 hedge funds and large institutions have $95.5M invested in Principal Spectrum Preferred Securities Active ETF in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
16
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$20M 205,598 +16,623 +9%
Principal Financial Group
2
Principal Financial Group
Iowa
$19.3M 199,004
RJA
3
Raymond James & Associates
Florida
$8.41M 86,536 -18,383 -18%
Morgan Stanley
4
Morgan Stanley
New York
$6.69M 68,849 +56,626 +463%
Wells Fargo
5
Wells Fargo
California
$5.74M 59,046 +6,860 +13%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$4.07M 41,878 -21,408 -34%
ARG
7
Advisory Resource Group
Oklahoma
$4.06M 41,747 +41,747 New
RWA
8
Redhawk Wealth Advisors
Minnesota
$3.88M 39,921 +39,921 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.37M 34,648 +6,734 +24%
UBS Group
10
UBS Group
Switzerland
$1.9M 19,555 -6,849 -26%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.82M 18,760 -988 -5%
LPL Financial
12
LPL Financial
California
$1.64M 16,893 +7,052 +72%
CB
13
Community Bank
New York
$1.46M 15,000 +15,000 New
CFA
14
Carroll Financial Associates
North Carolina
$1.33M 13,681 +3,085 +29%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.28M 13,215 +9 +0.1%
PAG
16
Private Advisor Group
New Jersey
$1.24M 12,751 -317 -2%
PA
17
PSI Advisors
Florida
$1.1M 11,325 +278 +3%
Truist Financial
18
Truist Financial
North Carolina
$1.08M 11,097 +6,773 +157%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$897K 9,233 -633 -6%
BEI
20
Benjamin Edwards Inc
Missouri
$853K 8,782 -6,431 -42%
DP
21
Dearborn Partners
Illinois
$812K 8,355 -6,666 -44%
Jane Street
22
Jane Street
New York
$767K 7,897 +7,897 New
NA
23
NewEdge Advisors
Louisiana
$716K 7,370 +413 +6%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$537K 5,527 +656 +13%
DC
25
Davenport & Co
Virginia
$437K 4,497 +58 +1%