We are live on ! Find out more
PREF icon

Principal Spectrum Preferred Securities Active ETF

6 hedge funds and large institutions have $31M invested in Principal Spectrum Preferred Securities Active ETF in 2017 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding

Funds holding: 36 (+3)

4% more capital invested

Capital invested by funds: $29.9M → $31M (+$1.11M)

Holders
6
Holders Change
+3
Holders Change %
+100%
% of All Funds
0.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
2
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$25M
Jane Street
2
Jane Street
New York
$4.52M +$228K +11,320 +5%
Bank of New York Mellon
3
Bank of New York Mellon
New York
$786K +$575K +28,555 +269%
PFGIA
4
Patriot Financial Group Insurance Agency
Massachusetts
$502K +$503K +25,000 New
DP
5
Dearborn Partners
Illinois
$206K +$206K +10,250 New
UBS Group
6
UBS Group
Switzerland
$5K +$5.34K +265 New

PREF Hedge Fund Activity: Q4 2017 in Review

6 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q4 2017, worth a combined $31M — up 3.7% from $29.9M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PREF positions and 0 closed out — a net gain of 3 holders — while 2 added to existing stakes and 0 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $575K.

  • 6 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q4 2017, up from 3 in Q3 2017.
  • Funds reported $31M of Principal Spectrum Preferred Securities Active ETF stock for Q4 2017, up 3.7% quarter-over-quarter.
  • 3 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q4 2017 and 0 closed out, a net change of +3 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q4 2017 was Bank of New York Mellon, an estimated $575K added.

Based on aggregated 13F filings for Q4 2017.