Patriot Financial Group Insurance Agency’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Patriot Financial Group Insurance Agency’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-655	Closed	-$13K	–	1696
2019 Q4	$13K	Hold	655	–	–	﹤0.01%	783
2019 Q3	$13K	Hold	655	–	–	0.01%	753
2019 Q2	$13K	Hold	655	–	–	0.01%	754
2019 Q1	$12K	Hold	655	–	–	0.01%	674
2018 Q4	$12K	Buy	655 +155	+31%	+$2.87K	0.01%	585
2018 Q3	$10K	Sell	500 -25,155	-98%	-$478K	0.01%	633
2018 Q2	$488K	Buy	25,655 +500	+2%	+$9.61K	0.52%	33
2018 Q1	$488K	Buy	25,155 +155	+0.6%	+$3.08K	0.36%	61
2017 Q4	$502K	Buy	+25,000	New	+$503K	0.38%	59

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

BEI

Benjamin Edwards Inc Clayton, Missouri $11B AUM 18.22% 1-Year Est. Return

Dearborn Partners Chicago, Illinois $1.85B AUM 6.59% 1-Year Est. Return

Patriot Financial Group Insurance Agency's PREF Position: Q1 2020 in Review

Patriot Financial Group Insurance Agency sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2020, closing a stake of 655 shares — an estimated $13K sold.

Patriot Financial Group Insurance Agency first reported a position in PREF in Q4 2017 and held it in 9 quarters. The position peaked at $502K in Q4 2017. 33 funds tracked by Wall St. Rank hold PREF as of Q1 2020.

Patriot Financial Group Insurance Agency reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2020 after selling out during the quarter.
Patriot Financial Group Insurance Agency sold 655 Principal Spectrum Preferred Securities Active ETF shares in Q1 2020, an estimated $13K.
Patriot Financial Group Insurance Agency first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2017 and held it in 9 quarters.
Patriot Financial Group Insurance Agency's Principal Spectrum Preferred Securities Active ETF position peaked at $502K in Q4 2017.
33 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2020.

Based on Patriot Financial Group Insurance Agency's 13F filing for Q1 2020, filed 15 Apr 2020.