Osaic Holdings’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Osaic Holdings’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.27M	Sell	119,001 -10,546	-8%	-$200K	﹤0.01%	2197
2026 Q1	$2.44M	Buy	129,547 +39,188	+43%	+$748K	﹤0.01%	1919
2025 Q4	$1.72M	Buy	90,359 +5,146	+6%	+$98.2K	﹤0.01%	2207
2025 Q3	$1.63M	Buy	85,213 +6,670	+8%	+$127K	﹤0.01%	2358
2025 Q2	$1.49M	Buy	78,543 +3,591	+5%	+$66.9K	﹤0.01%	2166
2025 Q1	$1.4M	Buy	74,952 +12,362	+20%	+$231K	﹤0.01%	1944
2024 Q4	$1.16M	Buy	62,590 +3,447	+6%	+$64.5K	﹤0.01%	2068
2024 Q3	$1.11M	Buy	59,143 +28,171	+91%	+$520K	﹤0.01%	2162
2024 Q2	$564K	Buy	30,972 +7,860	+34%	+$142K	﹤0.01%	2671
2024 Q1	$419K	Sell	23,112 -11,950	-34%	-$213K	﹤0.01%	3078
2023 Q4	$614K	Sell	35,062 -9,640	-22%	-$162K	﹤0.01%	2982
2023 Q3	$754K	Sell	44,702 -66,811	-60%	-$1.14M	﹤0.01%	2884
2023 Q2	$1.88M	Sell	111,513 -14,300	-11%	-$240K	﹤0.01%	1932
2023 Q1	$2.12M	Sell	125,813 -15,497	-11%	-$270K	﹤0.01%	1780
2022 Q4	$2.42M	Sell	141,310 -171,908	-55%	-$2.91M	﹤0.01%	1613
2022 Q3	$5.26M	Sell	313,218 -16,322	-5%	-$288K	0.01%	992
2022 Q2	$5.67M	Buy	329,540 +9,688	+3%	+$175K	0.01%	958
2022 Q1	$67K	Buy	319,852 +2,663	+0.8%	+$51.7K	﹤0.01%	4881
2021 Q4	$6.43M	Buy	317,189 +6,568	+2%	+$134K	0.01%	967
2021 Q3	$6.42M	Buy	310,621 +4,281	+1%	+$88.9K	0.01%	912
2021 Q2	$6.33M	Buy	306,340 +9,340	+3%	+$192K	0.01%	910
2021 Q1	$6.04M	Buy	297,000 +30,628	+11%	+$629K	0.01%	858
2020 Q4	$5.51M	Buy	266,372 +263,235	+8,391%	+$5.36M	0.01%	803
2020 Q3	$135K	Sell	3,137 -3,333	-52%	-$66.4K	﹤0.01%	3582
2020 Q2	$125K	Buy	6,470 +4,685	+262%	+$88.9K	﹤0.01%	3532
2020 Q1	$32K	Buy	+1,785	New	+$35K	﹤0.01%	4323

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Osaic Holdings's PREF Position: Q2 2026 in Review

Osaic Holdings reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 8.1% in Q2 2026, selling an estimated $200K and leaving 119,001 shares worth $2.27M. The position accounts for ﹤0.01% of the portfolio, ranked #2197.

Osaic Holdings first reported a position in PREF in Q1 2020 and has held it in 26 quarters since. The position peaked at $6.43M in Q4 2021. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Osaic Holdings held 119,001 shares of Principal Spectrum Preferred Securities Active ETF worth $2.27M as of Q2 2026.
Osaic Holdings sold 10,546 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $200K.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of Osaic Holdings's portfolio in Q2 2026, its #2197 holding.
Osaic Holdings first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2020 and has held it in 26 quarters since.
Osaic Holdings's Principal Spectrum Preferred Securities Active ETF position peaked at $6.43M in Q4 2021.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Osaic Holdings's 13F filing for Q2 2026, filed 14 Aug 2026.