KW
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KWB Wealth’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

KWB Wealth’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-209,390
Closed -$3.92M – 156
2025
Q2 		$3.92M Buy
+209,390
New +$3.9M 0.48% 41

Other funds holding PREF

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
PC
Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

KWB Wealth's PREF Position: Q3 2025 in Review

KWB Wealth sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2025, closing a stake of 209,390 shares — an estimated $3.92M sold.

KWB Wealth first reported a position in PREF in Q2 2025 and held it in 1 quarter. The position peaked at $3.92M in Q2 2025. 125 funds tracked by Wall St. Rank hold PREF as of Q3 2025.

  • KWB Wealth reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2025 after selling out during the quarter.
  • KWB Wealth sold 209,390 Principal Spectrum Preferred Securities Active ETF shares in Q3 2025, an estimated $3.92M.
  • KWB Wealth first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and held it in 1 quarter.
  • KWB Wealth's Principal Spectrum Preferred Securities Active ETF position peaked at $3.92M in Q2 2025.
  • 125 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2025.

Based on KWB Wealth's 13F filing for Q3 2025, filed 8 Oct 2025.