Activest Wealth Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Activest Wealth Management’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.55M	Buy	84,473 +52,230	+162%	+$982K	0.29%	36
2026 Q2	$615K	Buy	32,243 +5,330	+20%	+$101K	0.12%	64
2026 Q1	$507K	Sell	26,913 -5,560	-17%	-$106K	0.09%	92
2025 Q4	$619K	Buy	32,473 +167	+0.5%	+$3.19K	0.12%	81
2025 Q3	$618K	Sell	32,306 -7,168	-18%	-$136K	0.13%	70
2025 Q2	$749K	Sell	39,474 -81	-0.2%	-$1.51K	0.18%	52
2025 Q1	$740K	Sell	39,555 -16,007	-29%	-$299K	0.2%	55
2024 Q4	$1.03M	Buy	55,562 +394	+0.7%	+$7.37K	0.29%	43
2024 Q3	$1.04M	Buy	55,168 +114	+0.2%	+$2.1K	0.32%	39
2024 Q2	$1M	Buy	55,054 +27	+0%	+$489	0.33%	36
2024 Q1	$999K	Sell	55,027 -66,726	-55%	-$1.19M	0.48%	22
2023 Q4	$2.13M	Buy	121,753 +30,345	+33%	+$512K	1.18%	13
2023 Q3	$1.54M	Buy	+91,408	New	+$1.56M	0.95%	15
2023 Q2	–	Sell	-116,826	Closed	-$1.98M	–	384
2023 Q1	$1.98M	Buy	116,826 +69,196	+145%	+$1.21M	1.27%	10
2022 Q4	$815K	Buy	47,630 +11,453	+32%	+$194K	0.24%	38
2022 Q3	$607K	Buy	36,177 +2,257	+7%	+$39.8K	0.2%	38
2022 Q2	$585K	Buy	33,920 +7,362	+28%	+$133K	0.41%	25
2022 Q1	$504K	Sell	26,558 -223,780	-89%	-$4.34M	0.32%	32
2021 Q4	$5.08M	Buy	250,338 +204,304	+444%	+$4.17M	3.14%	6
2021 Q3	$955K	Buy	46,034 +24,041	+109%	+$499K	0.64%	20
2021 Q2	$456K	Buy	+21,993	New	+$452K	0.34%	34

Other funds holding PREF

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.66B AUM 9.25% 1-Year Est. Return

Fiduciary Alliance Greenville, South Carolina $1.33B AUM 15.58% 1-Year Est. Return

MassMutual Private Wealth & Trust Windsor, Connecticut $3.79B AUM 19.33% 1-Year Est. Return

LexAurum Advisors Overland Park, Kansas $893M AUM

Mengis Capital Management Portland, Oregon $673M AUM 34.75% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

FCFC

First Citizens Financial Corp Mason City, Iowa $238M AUM 17.36% 1-Year Est. Return

Flagstar Advisors New York $330M AUM 30.46% 1-Year Est. Return

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return

Activest Wealth Management's PREF Position: Q3 2026 in Review

Activest Wealth Management increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 162% in Q3 2026, buying an estimated $982K and bringing the position to 84,473 shares worth $1.55M. The position accounts for 0.29% of the portfolio, ranked #36.

Activest Wealth Management first reported a position in PREF in Q2 2021 and has held it in 21 quarters since. The position peaked at $5.08M in Q4 2021. 18 funds tracked by Wall St. Rank hold PREF as of Q3 2026.

Activest Wealth Management held 84,473 shares of Principal Spectrum Preferred Securities Active ETF worth $1.55M as of Q3 2026.
Activest Wealth Management bought 52,230 Principal Spectrum Preferred Securities Active ETF shares in Q3 2026, an estimated $982K.
Principal Spectrum Preferred Securities Active ETF made up 0.29% of Activest Wealth Management's portfolio in Q3 2026, its #36 holding.
Activest Wealth Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2021 and has held it in 21 quarters since.
Activest Wealth Management's Principal Spectrum Preferred Securities Active ETF position peaked at $5.08M in Q4 2021.
18 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2026.

Based on Activest Wealth Management's 13F filing for Q3 2026, filed 15 Oct 2026.