Pitcairn’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Pitcairn’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-32,386	Closed	-$590K	–	747
2024 Q2	$590K	Hold	32,386	–	–	0.04%	394
2024 Q1	$588K	Hold	32,386	–	–	0.04%	385
2023 Q4	$567K	Hold	32,386	–	–	0.04%	363
2023 Q3	$546K	Sell	32,386 -19,583	-38%	-$334K	0.05%	333
2023 Q2	$881K	Sell	51,969 -18,182	-26%	-$305K	0.07%	228
2023 Q1	$1.19M	Sell	70,151 -394,118	-85%	-$6.87M	0.11%	175
2022 Q4	$7.94M	Buy	+464,269	New	+$7.86M	0.79%	16

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BEI

Benjamin Edwards Inc Clayton, Missouri $10.1B AUM 14.03% 1-Year Est. Return

TWP

Tyche Wealth Partners Plano, Texas $648M AUM 20.17% 1-Year Est. Return

Pitcairn's PREF Position: Q3 2024 in Review

Pitcairn sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2024, closing a stake of 32,386 shares — an estimated $590K sold.

Pitcairn first reported a position in PREF in Q4 2022 and held it in 7 quarters. The position peaked at $7.94M in Q4 2022. 92 funds tracked by Wall St. Rank hold PREF as of Q3 2024.

Pitcairn reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2024 after selling out during the quarter.
Pitcairn sold 32,386 Principal Spectrum Preferred Securities Active ETF shares in Q3 2024, an estimated $590K.
Pitcairn first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2022 and held it in 7 quarters.
Pitcairn's Principal Spectrum Preferred Securities Active ETF position peaked at $7.94M in Q4 2022.
92 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2024.

Based on Pitcairn's 13F filing for Q3 2024, filed 12 Nov 2024.