Delta Investment Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Delta Investment Management’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-78,860	Closed	-$1.47M	–	267
2024 Q4	$1.47M	Buy	78,860 +2,559	+3%	+$47.9K	0.29%	59
2024 Q3	$1.44M	Buy	76,301 +15,464	+25%	+$285K	0.29%	60
2024 Q2	$1.11M	Buy	60,837 +1,266	+2%	+$22.9K	0.24%	64
2024 Q1	$1.08M	Sell	59,571 -1,840	-3%	-$32.8K	0.25%	64
2023 Q4	$1.08M	Buy	61,411 +848	+1%	+$14.3K	0.27%	54
2023 Q3	$1.02M	Buy	+60,563	New	+$1.03M	0.28%	55

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Delta Investment Management's PREF Position: Q1 2025 in Review

Delta Investment Management sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2025, closing a stake of 78,860 shares — an estimated $1.47M sold.

Delta Investment Management first reported a position in PREF in Q3 2023 and held it in 6 quarters. The position peaked at $1.47M in Q4 2024. 114 funds tracked by Wall St. Rank hold PREF as of Q1 2025.

Delta Investment Management reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2025 after selling out during the quarter.
Delta Investment Management sold 78,860 Principal Spectrum Preferred Securities Active ETF shares in Q1 2025, an estimated $1.47M.
Delta Investment Management first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2023 and held it in 6 quarters.
Delta Investment Management's Principal Spectrum Preferred Securities Active ETF position peaked at $1.47M in Q4 2024.
114 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2025.

Based on Delta Investment Management's 13F filing for Q1 2025, filed 14 May 2025.