Carroll Financial Associates’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Carroll Financial Associates’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$5.97M	Buy	294,117 +21,157	+8%	+$431K	0.32%	57
2021 Q3	$5.66M	Buy	272,960 +50,641	+23%	+$1.05M	0.32%	55
2021 Q2	$4.61M	Buy	222,319 +30,295	+16%	+$623K	0.26%	59
2021 Q1	$3.91M	Buy	192,024 +47,396	+33%	+$973K	0.24%	63
2020 Q4	$2.99M	Buy	144,628 +48,534	+51%	+$988K	0.2%	74
2020 Q3	$1.93M	Buy	96,094 +27,689	+40%	+$552K	0.15%	94
2020 Q2	$1.33M	Buy	68,405 +15,425	+29%	+$293K	0.11%	116
2020 Q1	$929K	Buy	52,980 +46,535	+722%	+$913K	0.09%	137
2019 Q4	$129K	Buy	6,445 +1,020	+19%	+$20.5K	0.01%	453
2019 Q3	$108K	Hold	5,425	–	–	0.01%	489
2019 Q2	$105K	Sell	5,425 -1,250	-19%	-$23.9K	0.01%	490
2019 Q1	$127K	Hold	6,675	–	–	0.01%	395
2018 Q4	$120K	Sell	6,675 -9,125	-58%	-$169K	0.01%	342
2018 Q3	$300K	Hold	15,800	–	–	0.03%	233
2018 Q2	$300K	Buy	15,800 +2,625	+20%	+$50.4K	0.03%	230
2018 Q1	$256K	Buy	+13,175	New	+$261K	0.03%	248

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CWG

Cornerstone Wealth Group Huntersville, North Carolina $1.56B AUM 22.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carroll Financial Associates's PREF Position: Q4 2021 in Review

Carroll Financial Associates increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 7.8% in Q4 2021, buying an estimated $431K and bringing the position to 294,117 shares worth $5.97M. The position accounts for 0.32% of the portfolio, ranked #57.

Carroll Financial Associates first reported a position in PREF in Q1 2018 and has held it in 16 quarters since. 72 funds tracked by Wall St. Rank hold PREF as of Q4 2021.

Carroll Financial Associates held 294,117 shares of Principal Spectrum Preferred Securities Active ETF worth $5.97M as of Q4 2021.
Carroll Financial Associates bought 21,157 Principal Spectrum Preferred Securities Active ETF shares in Q4 2021, an estimated $431K.
Principal Spectrum Preferred Securities Active ETF made up 0.32% of Carroll Financial Associates's portfolio in Q4 2021, its #57 holding.
Carroll Financial Associates first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2018 and has held it in 16 quarters since.
72 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.