Rogco LP’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Rogco LP’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$7.75M	Buy	406,720 +8,610	+2%	+$164K	2.37%	10
2026 Q1	$7.49M	Buy	398,110 +10,923	+3%	+$208K	2.5%	10
2025 Q4	$7.38M	Buy	387,187 +3,484	+0.9%	+$66.5K	2.45%	10
2025 Q3	$7.34M	Buy	383,703 +3,019	+0.8%	+$57.3K	2.58%	10
2025 Q2	$7.22M	Buy	380,684 +5,369	+1%	+$100K	2.72%	10
2025 Q1	$7.02M	Buy	375,315 +23,632	+7%	+$442K	2.81%	8
2024 Q4	$6.54M	Buy	351,683 +200	+0.1%	+$3.74K	2.67%	9
2024 Q3	$6.61M	Buy	351,483 +58,942	+20%	+$1.09M	2.59%	9
2024 Q2	$5.33M	Buy	292,541 +1,627	+0.6%	+$29.5K	2.17%	11
2024 Q1	$5.28M	Buy	290,914 +5,019	+2%	+$89.4K	2.16%	12
2023 Q4	$5.01M	Sell	285,895 -75,120	-21%	-$1.27M	2.19%	10
2023 Q3	$6.09M	Buy	+361,015	New	+$6.15M	3.01%	8

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Rogco LP's PREF Position: Q2 2026 in Review

Rogco LP increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 2.2% in Q2 2026, buying an estimated $164K and bringing the position to 406,720 shares worth $7.75M. The position accounts for 2.37% of the portfolio, ranked #10.

Rogco LP first reported a position in PREF in Q3 2023 and has held it in 12 quarters since. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Rogco LP held 406,720 shares of Principal Spectrum Preferred Securities Active ETF worth $7.75M as of Q2 2026.
Rogco LP bought 8,610 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $164K.
Principal Spectrum Preferred Securities Active ETF made up 2.37% of Rogco LP's portfolio in Q2 2026, its #10 holding.
Rogco LP first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2023 and has held it in 12 quarters since.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Rogco LP's 13F filing for Q2 2026, filed 30 Jul 2026.