Berger Financial Group’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Berger Financial Group’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$7.6M	Sell	403,943 -51,473	-11%	-$982K	0.43%	47
2025 Q4	$8.68M	Buy	455,416 +25,139	+6%	+$480K	0.5%	41
2025 Q3	$8.24M	Buy	430,277 +5,060	+1%	+$96K	0.49%	42
2025 Q2	$8.07M	Buy	425,217 +22,591	+6%	+$421K	0.52%	38
2025 Q1	$7.53M	Buy	402,626 +45,902	+13%	+$858K	0.52%	40
2024 Q4	$6.64M	Buy	356,724 +31,225	+10%	+$584K	0.46%	47
2024 Q3	$6.12M	Buy	325,499 +15,746	+5%	+$291K	0.44%	50
2024 Q2	$5.64M	Buy	309,753 +36,609	+13%	+$663K	0.45%	49
2024 Q1	$4.96M	Sell	273,144 -1,114,214	-80%	-$19.9M	0.41%	70
2023 Q4	$24.3M	Buy	+1,387,358	New	+$23.4M	2.52%	9

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Berger Financial Group's PREF Position: Q1 2026 in Review

Berger Financial Group reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 11% in Q1 2026, selling an estimated $982K and leaving 403,943 shares worth $7.6M. The position accounts for 0.43% of the portfolio, ranked #47.

Berger Financial Group first reported a position in PREF in Q4 2023 and has held it in 10 quarters since. The position peaked at $24.3M in Q4 2023. 130 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

Berger Financial Group held 403,943 shares of Principal Spectrum Preferred Securities Active ETF worth $7.6M as of Q1 2026.
Berger Financial Group sold 51,473 Principal Spectrum Preferred Securities Active ETF shares in Q1 2026, an estimated $982K.
Principal Spectrum Preferred Securities Active ETF made up 0.43% of Berger Financial Group's portfolio in Q1 2026, its #47 holding.
Berger Financial Group first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2023 and has held it in 10 quarters since.
Berger Financial Group's Principal Spectrum Preferred Securities Active ETF position peaked at $24.3M in Q4 2023.
130 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Berger Financial Group's 13F filing for Q1 2026, filed 28 Apr 2026.