We are live on ! Find out more
KOCT icon

Innovator US Small Cap Power Buffer ETF October

79 hedge funds and large institutions have $57.4M invested in Innovator US Small Cap Power Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 32 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

867% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 3

256% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 9

84% more capital invested

Capital invested by funds: $31.2M → $57.4M (+$26.2M)

46% more funds holding

Funds holding: 5479 (+25)

4.89% more ownership

Funds ownership: 59.32%64.21% (+4.9%)

Holders
79
Holders Change
+25
Holders Change %
+46.3%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
29
Increased
32
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GSIS
1
Global Strategic Investment Solutions
Arizona
$7.9M +$6.51M +251,301 +705%
VBFP
2
Valtinson Bruner Financial Planning
Minnesota
$3.65M +$92.1K +3,556 +3%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.23M +$2.03M +78,231 +199%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.56M +$1.31M +50,531 +119%
Truist Financial
5
Truist Financial
North Carolina
$2.39M +$1.71M +66,057 +316%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2.04M +$1.61M +62,011 +511%
DFA
7
DHJJ Financial Advisors
Illinois
$1.61M +$24.1K +930 +2%
FMWA
8
Forvis Mazars Wealth Advisors
Missouri
$1.6M -$312K -12,038 -17%
BCM
9
Brookstone Capital Management
Illinois
$1.6M +$614K +23,714 +69%
ICG
10
InterOcean Capital Group
Tennessee
$1.34M
BIM
11
Bullseye Investment Management
Ohio
$1.34M +$1.26M +48,518 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.33M +$409K +15,806 +48%
CAN
13
Cetera Advisor Networks
California
$1.33M +$309K +11,919 +33%
BFA
14
Beacon Financial Advisory
Ohio
$1.25M +$124K +4,775 +12%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$1.21M -$28.1K -1,086 -2%
CA
16
Corrado Advisors
New Jersey
$1.03M +$464K +17,921 +92%
SS
17
Sunbelt Securities
Texas
$1.01M +$125K +4,825 +15%
MOS
18
MGO One Seven
Ohio
$834K +$785K +30,300 New
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$750K +$122K +4,729 +21%
LPL Financial
20
LPL Financial
California
$740K +$697K +26,900 New
AAS
21
Avantax Advisory Services
Texas
$732K -$1.29M -49,919 -65%
USCWA
22
U.S. Capital Wealth Advisors
Texas
$718K -$8.08K -312 -1%
SWA
23
Stratos Wealth Advisors
Ohio
$668K +$629K +24,276 New
NFG
24
Nations Financial Group
Iowa
$665K -$6.73K -260 -1%
HighTower Advisors
25
HighTower Advisors
Illinois
$662K +$372K +14,382 +149%

KOCT Hedge Fund Activity: Q4 2023 in Review

79 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2023, worth a combined $57.4M — up 84% from $31.2M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new KOCT positions and 3 closed out — a net gain of 26 holders — while 32 added to existing stakes and 9 trimmed.

The largest buyer was Global Strategic Investment Solutions, adding an estimated $6.51M. The largest seller was Avantax Advisory Services, cutting an estimated $1.29M.

  • 79 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2023, up from 54 in Q3 2023.
  • Funds reported $57.4M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2023, up 84% quarter-over-quarter.
  • 29 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2023 and 3 closed out, a net change of +26 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2023 was Global Strategic Investment Solutions, an estimated $6.51M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2023 was Avantax Advisory Services, an estimated $1.29M sold.

Based on aggregated 13F filings for Q4 2023.