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Innovator US Small Cap Power Buffer ETF October

52 hedge funds and large institutions have $60.4M invested in Innovator US Small Cap Power Buffer ETF October in 2022 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 3

243% more capital invested

Capital invested by funds: $17.6M → $60.4M (+$42.8M)

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

53% more funds holding

Funds holding: 3452 (+18)

10.79% more ownership

Funds ownership: 54.95%65.75% (+11%)

Holders
52
Holders Change
+18
Holders Change %
+52.94%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
16
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$13.6M +$13.5M +537,697 New
GI
2
Gradient Investments
Minnesota
$12.8M +$12.7M +505,174 New
VBFP
3
Valtinson Bruner Financial Planning
Minnesota
$3.51M +$3.38M +134,026 New
GSIS
4
Global Strategic Investment Solutions
Arizona
$2.16M +$1.46M +58,086 +213%
FMWA
5
Forvis Mazars Wealth Advisors
Missouri
$1.95M +$7.31K +290 +0.4%
DFA
6
DHJJ Financial Advisors
Illinois
$1.82M -$23.5K -933 -1%
ICG
7
InterOcean Capital Group
Tennessee
$1.79M +$1.45M +57,590 +428%
AAS
8
Avantax Advisory Services
Texas
$1.69M +$804K +31,913 +91%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.68M +$305K +12,098 +22%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.35M +$447K +17,758 +49%
BFA
11
Beacon Financial Advisory
Ohio
$1.16M
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$1.1M +$1.1M +43,679 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.06M +$1.06M +42,061 New
CAN
14
Cetera Advisor Networks
California
$1M +$116K +4,591 +13%
SS
15
Sunbelt Securities
Texas
$1,000K +$28.1K +1,116 +3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$967K +$192K +7,632 +25%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$694K +$692K +27,486 New
SAG
18
SageView Advisory Group
California
$688K +$687K +27,255 New
CAG
19
Compass Advisory Group
New York
$670K +$51.3K +2,037 +9%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$631K +$630K +25,007 New
NFG
21
Nations Financial Group
Iowa
$605K +$32.1K +1,275 +6%
KAS
22
Kestra Advisory Services
Texas
$574K -$27.4K -1,086 -5%
FCFC
23
First Commonwealth Financial Corp
Pennsylvania
$564K +$563K +22,356 New
Truist Financial
24
Truist Financial
North Carolina
$553K -$67.7K -2,689 -11%
ETIA
25
Epic Trust Investment Advisors
Washington
$552K -$11.9K -471 -2%

KOCT Hedge Fund Activity: Q4 2022 in Review

52 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2022, worth a combined $60.4M — up 243% from $17.6M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new KOCT positions and 3 closed out — a net gain of 18 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $13.5M. The largest seller was Wolverine Trading, exiting entirely with an estimated $215K sold.

  • 52 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2022, up from 34 in Q3 2022.
  • Funds reported $60.4M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2022, up 243% quarter-over-quarter.
  • 21 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2022 and 3 closed out, a net change of +18 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2022 was HighTower Advisors, an estimated $13.5M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2022 was Wolverine Trading, an estimated $215K sold.

Based on aggregated 13F filings for Q4 2022.