We are live on ! Find out more
KOCT icon

Innovator US Small Cap Power Buffer ETF October

33 hedge funds and large institutions have $24.7M invested in Innovator US Small Cap Power Buffer ETF October in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

6% more funds holding

Funds holding: 3133 (+2)

1.21% less ownership

Funds ownership: 54.56%53.36% (-1.2%)

16% less capital invested

Capital invested by funds: $29.5M → $24.7M (-$4.75M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
8
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
1
Tradition Wealth Management
Minnesota
$6.52M +$2.59M +98,561 +67%
CAN
2
Cetera Advisor Networks
California
$5.39M +$5.34M +203,258 New
DFA
3
DHJJ Financial Advisors
Illinois
$1.89M +$86.4K +3,286 +5%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.55M -$536K -20,389 -26%
BFA
5
Beacon Financial Advisory
Ohio
$1.18M +$1.17M +44,350 New
OMC
6
Old Mission Capital
Illinois
$927K +$497K +18,887 +117%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$797K +$422K +16,050 +114%
ACM
8
Arlington Capital Management
Illinois
$776K +$59.3K +2,257 +8%
ISG
9
Investment Security Group
Colorado
$654K +$649K +24,698 New
Citadel Advisors
10
Citadel Advisors
Florida
$604K +$292K +11,110 +95%
SS
11
Sunbelt Securities
Texas
$519K +$290K +11,023 +129%
KWM
12
Kingsview Wealth Management
Oregon
$436K
Koshinski Asset Management
13
Koshinski Asset Management
Illinois
$418K +$414K +15,758 New
ICG
14
InterOcean Capital Group
Tennessee
$356K
VWA
15
Visionary Wealth Advisors
Illinois
$339K -$203K -7,736 -38%
KCM
16
Kathmere Capital Management
Pennsylvania
$334K
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$311K -$318K -12,091 -51%
VBFP
18
Valtinson Bruner Financial Planning
Minnesota
$292K -$6.72M -255,610 -96%
T
19
TRUADVICE
Florida
$253K +$250K +9,500 New
KAS
20
Kestra Advisory Services
Texas
$232K -$371K -14,125 -62%
PI
21
Parkside Investments
Illinois
$218K -$52.6K -2,000 -20%
AL
22
ACAS LLC
California
$211K +$209K +7,946 New
ASN
23
Advisory Services Network
Georgia
$204K +$187K +7,100 +1,177%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$136K
OIA
25
Optimum Investment Advisors
Illinois
$53K +$52.6K +2,000 New

KOCT Hedge Fund Activity: Q1 2021 in Review

33 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q1 2021, worth a combined $24.7M — down 16% from $29.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new KOCT positions and 8 closed out — a net gain of 2 holders — while 8 added to existing stakes and 7 trimmed.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $5.34M. The largest seller was Berkshire Money Management, exiting entirely with an estimated $7.68M sold.

  • 33 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q1 2021, up from 31 in Q4 2020.
  • Funds reported $24.7M of Innovator US Small Cap Power Buffer ETF October stock for Q1 2021, down 16% quarter-over-quarter.
  • 10 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q1 2021 and 8 closed out, a net change of +2 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q1 2021 was Cetera Advisor Networks, an estimated $5.34M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q1 2021 was Berkshire Money Management, an estimated $7.68M sold.

Based on aggregated 13F filings for Q1 2021.