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Innovator US Small Cap Power Buffer ETF October

34 hedge funds and large institutions have $17.6M invested in Innovator US Small Cap Power Buffer ETF October in 2022 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

17% more capital invested

Capital invested by funds: $15M → $17.6M (+$2.61M)

11.4% more ownership

Funds ownership: 43.55%54.95% (+11%)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

6% less funds holding

Funds holding: 3634 (-2)

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FMWA
1
Forvis Mazars Wealth Advisors
Missouri
$1.86M +$1.06M +41,749 +119%
DFA
2
DHJJ Financial Advisors
Illinois
$1.77M -$34.9K -1,370 -2%
Osaic Holdings
3
Osaic Holdings
Arizona
$1.32M +$213K +8,366 +18%
BFA
4
Beacon Financial Advisory
Ohio
$1.11M -$76 -3 -0%
SS
5
Sunbelt Securities
Texas
$931K -$178K -7,015 -15%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$868K +$611K +23,998 +201%
CAN
7
Cetera Advisor Networks
California
$849K +$34.5K +1,356 +4%
AAS
8
Avantax Advisory Services
Texas
$847K +$425K +16,700 +91%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$741K -$91.9K -3,612 -11%
GSIS
10
Global Strategic Investment Solutions
Arizona
$660K +$694K +27,288 New
Truist Financial
11
Truist Financial
North Carolina
$594K +$30.3K +1,189 +5%
KAS
12
Kestra Advisory Services
Texas
$576K +$58.5K +2,300 +11%
CAG
13
Compass Advisory Group
New York
$565K +$595K +23,367 New
NFG
14
Nations Financial Group
Iowa
$549K +$51.9K +2,040 +10%
ETIA
15
Epic Trust Investment Advisors
Washington
$540K
IFG
16
Independent Financial Group
California
$503K +$529K +20,792 New
FFA
17
Fragasso Financial Advisors
Pennsylvania
$448K
ICG
18
InterOcean Capital Group
Tennessee
$325K -$22.9K -900 -6%
CA
19
Cetera Advisors
Colorado
$258K +$272K +10,688 New
T
20
TRUADVICE
Florida
$242K
LNC
21
Lincoln National Corp
Pennsylvania
$239K
AWS
22
Atria Wealth Solutions
New York
$237K +$15.6K +615 +7%
CWS
23
Cypress Wealth Services
California
$231K
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$226K -$2.31K -91 -1%
SAF
25
Smith Anglin Financial
Texas
$223K

KOCT Hedge Fund Activity: Q3 2022 in Review

34 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q3 2022, worth a combined $17.6M — up 17% from $15M a quarter earlier.

Fund positioning in KOCT was balanced in Q3 2022: 6 funds opened new positions, 6 closed out, 9 added to existing stakes and 7 trimmed.

The largest buyer was Forvis Mazars Wealth Advisors, adding an estimated $1.06M. The largest seller was Wolverine Trading, cutting an estimated $512K.

  • 34 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q3 2022, down from 36 in Q2 2022.
  • Funds reported $17.6M of Innovator US Small Cap Power Buffer ETF October stock for Q3 2022, up 17% quarter-over-quarter.
  • 6 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q3 2022 and 6 closed out, a net change of 0 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q3 2022 was Forvis Mazars Wealth Advisors, an estimated $1.06M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q3 2022 was Wolverine Trading, an estimated $512K sold.

Based on aggregated 13F filings for Q3 2022.