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Innovator US Small Cap Power Buffer ETF October

39 hedge funds and large institutions have $19.5M invested in Innovator US Small Cap Power Buffer ETF October in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 12 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 1

375% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 4

91% more capital invested

Capital invested by funds: $10.2M → $19.5M (+$9.26M)

56% more funds holding

Funds holding: 2539 (+14)

12.39% more ownership

Funds ownership: 30.8%43.19% (+12%)

Holders
39
Holders Change
+14
Holders Change %
+56%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
12
Reduced
1
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Avalon Capital Management
California
$2.5M +$2.5M +91,091 New
DFA
2
DHJJ Financial Advisors
Illinois
$2.05M +$101K +3,686 +5%
DHGWA
3
Dixon Hughes Goodman Wealth Advisors
North Carolina
$1.37M +$1.37M +49,949 New
OMC
4
Old Mission Capital
Illinois
$1.32M +$1.32M +48,116 New
BFA
5
Beacon Financial Advisory
Ohio
$1.28M +$109K +3,991 +9%
SS
6
Sunbelt Securities
Texas
$1.19M +$355K +12,943 +40%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.15M +$448K +16,341 +64%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.09M +$367K +13,395 +51%
CAN
9
Cetera Advisor Networks
California
$968K +$87.6K +3,197 +10%
Truist Financial
10
Truist Financial
North Carolina
$851K +$852K +31,075 New
ETIA
11
Epic Trust Investment Advisors
Washington
$612K +$612K +22,331 New
NFG
12
Nations Financial Group
Iowa
$489K +$489K +17,834 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$454K +$455K +16,585 New
ICG
14
InterOcean Capital Group
Tennessee
$419K +$51.3K +1,870 +14%
KAS
15
Kestra Advisory Services
Texas
$371K +$75.8K +2,765 +26%
AL
16
ACAS LLC
California
$363K +$35K +1,276 +11%
FFA
17
Fragasso Financial Advisors
Pennsylvania
$322K +$322K +11,762 New
FWM
18
Frontier Wealth Management
Missouri
$296K +$296K +10,800 New
SAF
19
Smith Anglin Financial
Texas
$284K +$285K +10,379 New
LNC
20
Lincoln National Corp
Pennsylvania
$271K +$271K +9,893 New
T
21
TRUADVICE
Florida
$249K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$247K +$247K +9,022 New
AAS
23
Avantax Advisory Services
Texas
$238K +$238K +8,686 New
Citadel Advisors
24
Citadel Advisors
Florida
$223K +$223K +8,130 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$216K +$216K +7,891 New

KOCT Hedge Fund Activity: Q4 2021 in Review

39 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2021, worth a combined $19.5M — up 91% from $10.2M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new KOCT positions and 4 closed out — a net gain of 15 holders — while 12 added to existing stakes and 1 trimmed.

The largest buyer was Avalon Capital Management, opening a new position worth an estimated $2.5M. The largest seller was Arlington Capital Management, exiting entirely with an estimated $828K sold.

  • 39 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2021, up from 25 in Q3 2021.
  • Funds reported $19.5M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2021, up 91% quarter-over-quarter.
  • 19 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2021 and 4 closed out, a net change of +15 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2021 was Avalon Capital Management, an estimated $2.5M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2021 was Arlington Capital Management, an estimated $828K sold.

Based on aggregated 13F filings for Q4 2021.