KOCT icon

Innovator US Small Cap Power Buffer ETF October
KOCT

Overview Fund Activity

39 hedge funds and large institutions have $19.5M invested in Innovator US Small Cap Power Buffer ETF October in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 12 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+14
Holders Change %
+56%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
12
Reduced
1
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
Avalon Capital Management
California
$2.5M
2
OMC
Old Mission Capital
Illinois
$1.32M
3
Truist Financial
Truist Financial
North Carolina
$851K
4
NFG
Nations Financial Group
Iowa
$489K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$454K

Top Sellers

1
ACM
Arlington Capital Management
Illinois
$0
2
Koshinski Asset Management
Koshinski Asset Management
Illinois
$57K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
4
AAP
Arax Advisory Partners
Colorado
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ACM
1
Avalon Capital Management
California
$2.5M +$2.5M +91,091 New
DFA
2
DHJJ Financial Advisors
Illinois
$2.05M +$102K +3,686 +5%
DHGWA
3
Dixon Hughes Goodman Wealth Advisors
North Carolina
$1.37M +$1.37M +49,949 New
OMC
4
Old Mission Capital
Illinois
$1.32M +$1.32M +48,116 New
BFA
5
Beacon Financial Advisory
Ohio
$1.28M +$109K +3,991 +9%
SS
6
Sunbelt Securities
Texas
$1.19M +$339K +12,943 +40%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.15M +$448K +16,341 +64%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.09M +$368K +13,395 +51%
CAN
9
Cetera Advisor Networks
California
$968K +$87.6K +3,197 +10%
Truist Financial
10
Truist Financial
North Carolina
$851K +$851K +31,075 New
ETIA
11
Epic Trust Investment Advisors
Washington
$612K +$612K +22,331 New
NFG
12
Nations Financial Group
Iowa
$489K +$489K +17,834 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$454K +$454K +16,585 New
ICG
14
InterOcean Capital Group
Tennessee
$419K +$51.2K +1,870 +14%
KAS
15
Kestra Advisory Services
Texas
$371K +$75.7K +2,765 +26%
AL
16
ACAS LLC
California
$363K +$35K +1,276 +11%
FFA
17
Fragasso Financial Advisors
Pennsylvania
$322K +$322K +11,762 New
FWM
18
Frontier Wealth Management
Missouri
$296K +$296K +10,800 New
SAF
19
Smith Anglin Financial
Texas
$284K +$284K +10,379 New
LNC
20
Lincoln National Corp
Pennsylvania
$271K +$271K +9,893 New
T
21
TRUADVICE
Florida
$249K – – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$247K +$247K +9,022 New
AAS
23
Avantax Advisory Services
Texas
$238K +$238K +8,686 New
Citadel Advisors
24
Citadel Advisors
Florida
$223K +$223K +8,130 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$216K +$216K +7,891 New
1
2