SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
976	976 FlexShares Global Upstream Natural Resources Index Fund GUNR $4.78B	$275K	0.01%	+7,095	New	+$275K
977	B 977 Barrick Mining Corporation B $35.7B	$275K	0.01%	14,127 +2,567	+22%	+$49.9K
978	978 Assured Guaranty AGO $4.11B	$274K	0.01%	3,108	–	–
979	979 BondBloxx Bloomberg Two Year Target Duration US Treasury ETF XTWO $127M	$274K	0.01%	5,532 -810	-13%	-$40.1K
980	980 JPMorgan BetaBuilders MSCI US REIT ETF BBRE $917M	$274K	0.01%	2,911 +526	+22%	+$49.4K
981	981 FT Vest US Equity Enhance & Moderate Buffer ETF December XDEC $196M	$273K	0.01%	7,411	–	–
982	982 Goldman Sachs Access Ultra Short Bond ETF GSST $924M	$272K	0.01%	+5,384	New	+$272K
983	983 Carvana CVNA $45.6B	$272K	0.01%	1,300 +110	+9%	+$23K
984	984 American Airlines Group AAL $8.2B	$271K	0.01%	+25,728	New	+$271K
985	OXLC 985 Oxford Lane Capital OXLC $1.91B	$271K	0.01%	57,495 -8,363	-13%	-$39.5K
986	986 Vanguard S&P Mid-Cap 400 Value ETF IVOV $950M	$271K	0.01%	+2,944	New	+$271K
987	QQQH 987 NEOS Nasdaq-100 Hedged Equity Income ETF QQQH $327M	$270K	0.01%	5,537 -5,390	-49%	-$263K
988	988 Sprouts Farmers Market SFM $16.2B	$270K	0.01%	+1,766	New	+$270K
989	989 Fifth Third Bancorp FITB $28.5B	$269K	0.01%	6,861 +257	+4%	+$10.1K
990	990 Innovator US Equity Power Buffer ETF November PNOV $670M	$269K	0.01%	7,226 -1,904	-21%	-$70.9K
991	991 iShares US Home Construction ETF ITB $2.42B	$269K	0.01%	2,822 -12	-0.4%	-$1.14K
992	992 SPDR Nuveen ICE High Yield Municipal Bond ETF HYMB $2.59B	$267K	0.01%	10,603 +453	+4%	+$11.4K
993	993 Textron TXT $15.2B	$266K	0.01%	3,684 -1,106	-23%	-$79.9K
994	994 MetLife MET $51.7B	$266K	0.01%	3,311 +454	+16%	+$36.5K
995	995 Arbor Realty Trust ABR $2.16B	$265K	0.01%	22,593 -5,390	-19%	-$63.3K
996	996 iShares US Consumer Staples ETF IYK $1.43B	$265K	0.01%	3,697 -209	-5%	-$15K
997	997 Invesco S&P Global Water Index ETF CGW $982M	$264K	0.01%	4,746 +312	+7%	+$17.4K
998	998 Invesco BulletShares 2026 Municipal Bond ETF BSMQ $290M	$263K	0.01%	11,157 +946	+9%	+$22.3K
999	999 Corteva CTVA $49.6B	$263K	0.01%	4,183 +13	+0.3%	+$818
1000	1000 Barings BDC BBDC $1.01B	$263K	0.01%	27,558 +9,697	+54%	+$92.5K