SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
926	926 Universal Corp UVV $1.35B	$317K	0.01%	5,654 +435	+8%	+$24.4K
927	927 Pure Storage PSTG $19B	$317K	0.01%	7,158 +263	+4%	+$11.6K
928	928 AutoZone AZO $62B	$316K	0.01%	83 +17	+26%	+$64.8K
929	929 iShares MSCI Hong Kong ETF EWH $655M	$314K	0.01%	+17,931	New	+$314K
930	930 First Trust Dorsey Wright Momentum & Low Volatility ETF DVOL $73.9M	$313K	0.01%	8,805 +992	+13%	+$35.3K
931	931 US Bancorp USB $71.2B	$311K	0.01%	7,359 -171	-2%	-$7.22K
932	932 iShares ESG Aware 1-5 Year USD Corporate Bond ETF SUSB $985M	$309K	0.01%	12,380 +517	+4%	+$12.9K
933	BECN 933 DELISTED Beacon Roofing Supply, Inc. BECN	$309K	0.01%	+2,500	New	+$309K
934	934 Monster Beverage MNST $57.5B	$308K	0.01%	5,265 -353	-6%	-$20.7K
935	935 iShares MSCI USA Value Factor ETF VLUE $6.69B	$307K	0.01%	2,882 -494	-15%	-$52.7K
936	936 Global X SuperDividend REIT ETF SRET $188M	$307K	0.01%	+14,496	New	+$307K
937	937 Cheniere Energy CQP $26.3B	$307K	0.01%	4,651 -510	-10%	-$33.7K
938	938 Innovator Laddered Allocation Power Buffer ETF BUFF $720M	$307K	0.01%	6,957 -7,230	-51%	-$319K
939	939 Antero Resources AR $11.3B	$305K	0.01%	7,543 -1,059	-12%	-$42.8K
940	940 Leidos LDOS $20.9B	$304K	0.01%	2,256 -215	-9%	-$29K
941	941 PNC Financial Services PNC $77.5B	$304K	0.01%	1,732 -93	-5%	-$16.3K
942	942 Ulta Beauty ULTA $22.2B	$304K	0.01%	828 +2	+0.2%	+$734
943	943 iShares Interest Rate Hedged Corporate Bond ETF LQDH $491M	$303K	0.01%	3,281 -182	-5%	-$16.8K
944	944 Direxion NASDAQ-100 Equal Weighted Index Shares QQQE $1.24B	$303K	0.01%	3,470 -1,977	-36%	-$172K
945	945 Fidelity MSCI Real Estate Index ETF FREL $1.02B	$301K	0.01%	10,949 -120	-1%	-$3.3K
946	946 Lamb Weston LW $6.92B	$299K	0.01%	5,605 +384	+7%	+$20.5K
947	947 Lennar Class A LEN $28.4B	$298K	0.01%	2,596 -1,939	-43%	-$223K
948	948 First Trust NASDAQ-100 Equal Weighted Index Fund QQEW $1.9B	$298K	0.01%	2,460 -1,816	-42%	-$220K
949	949 Apple Hospitality REIT APLE $2.93B	$297K	0.01%	23,035 +843	+4%	+$10.9K
950	950 Cue Biopharma CUE $66.3M	$297K	0.01%	326,260 -120,915	-27%	-$110K