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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMCI icon
926
Super Micro Computer
SMCI
$19.5B
$410K 0.01%
18,014
-5,660
-24% -$170K
QGRO icon
927
American Century US Quality Growth ETF
QGRO
$1.98B
$408K 0.01%
3,886
+10
+0.3% +$1.11K
TTMI icon
928
TTM Technologies
TTMI
$13.6B
$407K 0.01%
4,174
-1,322
-24% -$126K
ET.PRI icon
929
Energy Transfer LP Series I Preferred Units
ET.PRI
$478M
$406K 0.01%
+35,123
New +$412K
CIEN icon
930
Ciena
CIEN
$55.3B
$406K 0.01%
1,045
-340
-25% -$104K
PTF icon
931
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
$406K 0.01%
4,699
-70
-1% -$6.12K
SCHR
932
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$403K 0.01%
16,183
-5,912
-27% -$148K
XSHQ icon
933
Invesco S&P SmallCap Quality ETF
XSHQ
$248M
$403K 0.01%
9,561
-1,843
-16% -$80.1K
SCHP icon
934
Schwab US TIPS ETF
SCHP
$16.3B
$402K 0.01%
15,111
-1,559
-9% -$41.6K
HYS icon
935
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$400K 0.01%
4,292
+693
+19% +$65.3K
CGW icon
936
Invesco S&P Global Water Index ETF
CGW
$1.05B
$400K 0.01%
6,254
– –
FTSL icon
937
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$400K 0.01%
8,920
-3,046
-25% -$138K
ULTA icon
938
Ulta Beauty
ULTA
$20.4B
$398K 0.01%
762
+15
+2% +$9.54K
TACK icon
939
Fairlead Tactical Sector ETF
TACK
$290M
$397K 0.01%
13,058
-177
-1% -$5.46K
URNM icon
940
Sprott Uranium Miners ETF
URNM
$1.78B
$396K 0.01%
6,271
-147
-2% -$10K
GUNR icon
941
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$396K 0.01%
7,179
+14
+0.2% +$730
PRFZ icon
942
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$396K 0.01%
8,622
-169
-2% -$8.05K
IYE icon
943
iShares US Energy ETF
IYE
$1.74B
$395K 0.01%
6,100
-27
-0.4% -$1.53K
EIDO icon
944
iShares MSCI Indonesia ETF
EIDO
$476M
$395K 0.01%
24,996
+3,523
+16% +$61.5K
AMT icon
945
American Tower
AMT
$77.7B
$393K 0.01%
2,279
-164
-7% -$29.5K
NNN icon
946
NNN REIT
NNN
$9.39B
$389K 0.01%
9,254
+1,517
+20% +$65.4K
UDEC
947
Innovator US Equity Ultra Buffer ETF December
UDEC
$247M
$388K 0.01%
10,001
-1,646
-14% -$65.2K
RCL icon
948
Royal Caribbean
RCL
$78.7B
$388K 0.01%
1,410
-362
-20% -$108K
IVES
949
Dan IVES Wedbush AI Revolution ETF
IVES
$991M
$388K 0.01%
13,679
+7,167
+110% +$222K
CRK icon
950
Comstock Resources
CRK
$3.97B
$384K 0.01%
18,222
-147
-0.8% -$3.13K
36 37
38
39 40

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.