We are live on !
Find out more
Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
851
US Treasury 12 Month Bill ETF
OBIL
$343M
| $486K | 0.01% |
9,750
+3,949
| +68% | +$197K |
2024 Q1
10 quarters
|
|
852
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$18.1B
| $485K | 0.01% |
6,244
-3,195
| -34% | -$253K |
2014 Q4
47 quarters
|
|
853
Bitwise Crypto Industry Innovators ETF
BITQ
$315M
| $485K | 0.01% |
19,128
-297
| -2% | -$7.28K |
2026 Q2
1 quarter
|
|
854
Powell Industries
POWL
$5.12B
| $484K | 0.01% |
2,626
-115
| -4% | -$23.6K |
2025 Q1
6 quarters
|
|
855
iShares Preferred and Income Securities ETF
PFF
$11.6B
| $483K | 0.01% |
16,375
-12,702
| -44% | -$385K |
2014 Q4
47 quarters
|
|
856
Innovator US Equity Power Buffer ETF August
PAUG
$1.03B
| $482K | 0.01% |
10,327
+45
| +0.4% | +$2.09K |
2023 Q3
12 quarters
|
|
857
Innovator US Equity Buffer ETF May
BMAY
$179M
| $481K | 0.01% |
9,920
-180
| -2% | -$8.66K |
2023 Q1
14 quarters
|
|
858
FT Vest Growth-100 Buffer ETF December
QDEC
$683M
| $480K | 0.01% |
13,002
| – | – |
2024 Q1
10 quarters
|
|
859
iShares US Regional Banks ETF
IAT
$646M
| $480K | 0.01% |
8,382
-216
| -3% | -$13.5K |
2024 Q3
8 quarters
|
|
860
Invesco Dorsey Wright Technology Momentum ETF
PTF
$518M
| $478K | 0.01% |
4,394
+842
| +24% | +$88.1K |
2024 Q4
7 quarters
|
|
861
NiSource
NI
$21.5B
| $476K | 0.01% |
12,217
-408
| -3% | -$17.5K |
2021 Q1
22 quarters
|
|
862
Calamos Russell 2000 Structured Alt Protection ETF - July
CPRJ
$43.8M
| $475K | 0.01% |
17,383
+6,680
| +62% | +$185K |
2025 Q2
5 quarters
|
|
863
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$590M
| $475K | 0.01% |
7,294
+1,652
| +29% | +$115K |
2024 Q1
10 quarters
|
|
864
iShares 1-10 Year U.S. Aggregate Bond ETF
AGGM
$132M
| $475K | 0.01% |
4,772
+960
| +25% | +$97.8K |
2025 Q2
5 quarters
|
|
865
Generac Holdings
GNRC
$11.1B
| $471K | 0.01% |
2,277
-4,105
| -64% | -$853K |
2026 Q1
2 quarters
|
|
866
Digital Realty Trust
DLR
$68.3B
| $471K | 0.01% |
2,683
+87
| +3% | +$16.1K |
2015 Q4
43 quarters
|
|
867
Advanced Energy
AEIS
$8.72B
| $471K | 0.01% |
+1,670
| New | +$489K |
2026 Q3
0 quarters
|
|
868
Crane Co
CR
$12B
| $470K | 0.01% |
2,306
| – | – |
2024 Q1
10 quarters
|
|
869
Eversource Energy
ES
$26.2B
| $468K | 0.01% |
7,288
+632
| +9% | +$45K |
2025 Q3
4 quarters
|
|
870
Innovator US Equity Power Buffer ETF September
PSEP
$1.22B
| $467K | 0.01% |
9,976
+380
| +4% | +$17.7K |
2021 Q3
20 quarters
|
|
871
Invesco S&P MidCap Value with Momentum ETF
XMVM
$541M
| $467K | 0.01% |
6,699
+91
| +1% | +$6.7K |
2021 Q1
22 quarters
|
|
872
Capital Group U.S. Large Value ETF
CGVV
$144M
| $466K | 0.01% |
15,075
-11,925
| -44% | -$375K |
2025 Q4
3 quarters
|
|
873
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.12B
| $463K | 0.01% |
25,445
+3,335
| +15% | +$62K |
2025 Q2
5 quarters
|
|
874
Mondelez International
MDLZ
$83.5B
| $463K | 0.01% |
7,976
+149
| +2% | +$9.17K |
2014 Q4
47 quarters
|
|
875
DNP Select Income Fund
DNP
$3.84B
| $462K | 0.01% |
47,796
-28,445
| -37% | -$305K |
2014 Q4
47 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.