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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
851
M&T Bank
MTB
$36.2B
$480K 0.01%
2,322
-24
-1% -$5.17K
ABNB icon
852
Airbnb
ABNB
$83.7B
$477K 0.01%
3,781
-57
-1% -$7.41K
SPYD icon
853
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$476K 0.01%
10,467
+422
+4% +$19.4K
DFAU icon
854
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$476K 0.01%
10,554
+6
+0.1% +$282
BMAY icon
855
Innovator US Equity Buffer ETF May
BMAY
$232M
$476K 0.01%
10,600
-170
-2% -$7.66K
BSX icon
856
Boston Scientific
BSX
$65.8B
$474K 0.01%
7,560
-4,927
-39% -$394K
BUFG icon
857
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$474K 0.01%
17,659
-3,543
-17% -$97.5K
VRTX icon
858
Vertex Pharmaceuticals
VRTX
$121B
$474K 0.01%
1,062
-624
-37% -$291K
CCL icon
859
Carnival Corporation Ltd
CCL
$36.1B
$474K 0.01%
18,314
-925
-5% -$27K
CDNS icon
860
Cadence Design Systems
CDNS
$90B
$473K 0.01%
1,701
-3,117
-65% -$930K
DOV icon
861
Dover
DOV
$27.2B
$472K 0.01%
2,264
+188
+9% +$40.2K
DKS icon
862
Dick's Sporting Goods
DKS
$18.4B
$471K 0.01%
2,378
+26
+1% +$5.28K
BBCA icon
863
JPMorgan BetaBuilders Canada ETF
BBCA
$10.7B
$469K 0.01%
+4,985
New +$476K
KVUE icon
864
Kenvue
KVUE
$37B
$467K 0.01%
27,075
+530
+2% +$9.44K
QCJL
865
FT Vest Nasdaq-100 Conservative Buffer ETF - July
QCJL
$64.9M
$466K 0.01%
19,911
-21,000
-51% -$498K
FNX icon
866
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$465K 0.01%
3,629
-779
-18% -$103K
EQIX icon
867
Equinix
EQIX
$107B
$462K 0.01%
471
+136
+41% +$121K
HYD icon
868
VanEck High Yield Muni ETF
HYD
$4.44B
$461K 0.01%
9,194
-450
-5% -$22.9K
CMCSA icon
869
Comcast
CMCSA
$79.1B
$461K 0.01%
16,054
-1,019
-6% -$30.5K
SJM icon
870
J.M. Smucker
SJM
$12.6B
$460K 0.01%
4,770
+1,404
+42% +$147K
GPC icon
871
Genuine Parts
GPC
$17.1B
$458K 0.01%
4,334
+572
+15% +$70.8K
COR icon
872
Cencora
COR
$60.3B
$457K 0.01%
1,454
-371
-20% -$130K
GGN
873
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$456K 0.01%
85,714
+788
+0.9% +$4.27K
ELV icon
874
Elevance Health
ELV
$81.9B
$455K 0.01%
1,553
-19
-1% -$6.25K
CINF icon
875
Cincinnati Financial
CINF
$28.3B
$454K 0.01%
2,885
+117
+4% +$19K
33 34
35
36 37

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.