We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
801
iShares Russell 1000 ETF
IWB
$49.4B
$636K 0.02%
1,553
+200
+15% +$79.3K
FRDM icon
802
Freedom 100 Emerging Markets ETF
FRDM
$3.57B
$635K 0.02%
+8,707
New +$582K
IIPR icon
803
Innovative Industrial Properties
IIPR
$1.58B
$634K 0.02%
10,232
+340
+3% +$19.1K
PFXF icon
804
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$633K 0.02%
35,470
-89,402
-72% -$1.64M
MRCY icon
805
Mercury Systems
MRCY
$4.96B
$633K 0.02%
+5,172
New +$493K
CMCSA icon
806
Comcast
CMCSA
$94B
$631K 0.02%
25,719
+9,665
+60% +$249K
DRAM
807
Roundhill Memory ETF
DRAM
$28B
$631K 0.02%
+8,543
New +$445K
HP icon
808
Helmerich & Payne
HP
$4.43B
$628K 0.02%
19,179
-9
-0% -$337
OKLO
809
Oklo
OKLO
$7.68B
$627K 0.02%
11,991
+3,211
+37% +$200K
SOUN icon
810
SoundHound AI
SOUN
$2.99B
$627K 0.02%
96,940
-6,388
-6% -$49.5K
VT icon
811
Vanguard Total World Stock ETF
VT
$82.5B
$626K 0.02%
3,986
+379
+11% +$57.8K
SMCI icon
812
Super Micro Computer
SMCI
$26B
$625K 0.02%
21,322
+3,308
+18% +$105K
GNW icon
813
Genworth Financial
GNW
$3.91B
$623K 0.02%
65,798
-361
-0.5% -$3.21K
DDFJ
814
Innovator Equity Dual Directional 15 Buffer ETF - January
DDFJ
$74.8M
$621K 0.02%
31,410
-50
-0.2% -$975
OKTA icon
815
Okta
OKTA
$29.8B
$620K 0.02%
+4,544
New +$427K
THC icon
816
Tenet Healthcare
THC
$21.3B
$618K 0.02%
3,305
-50
-1% -$9.19K
WEAT icon
817
Teucrium Wheat Fund
WEAT
$323M
$617K 0.02%
28,012
+5,664
+25% +$132K
LNC icon
818
Lincoln National
LNC
$8.71B
$617K 0.02%
17,452
-1,994
-10% -$71.7K
ICOP icon
819
iShares Copper and Metals Mining ETF
ICOP
$499M
$617K 0.02%
12,530
+249
+2% +$13K
PLD icon
820
Prologis
PLD
$131B
$616K 0.02%
4,549
-3,598
-44% -$510K
GDXJ icon
821
VanEck Junior Gold Miners ETF
GDXJ
$9.59B
$616K 0.02%
6,271
-593
-9% -$68.8K
XJAN icon
822
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$40.2M
$616K 0.02%
16,031
– –
VST icon
823
Vistra
VST
$50.1B
$615K 0.02%
3,878
-11
-0.3% -$1.71K
FCOM icon
824
Fidelity MSCI Communication Services Index ETF
FCOM
$1.82B
$614K 0.02%
8,843
-4,251
-32% -$308K
EPU icon
825
iShares MSCI Peru and Global Exposure ETF
EPU
$567M
$611K 0.02%
7,316
+2,012
+38% +$168K
31 32
33
34 35

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.