SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
801	801 J.M. Smucker SJM $11.2B	$423K	0.01%	3,571 +738	+26%	+$87.4K
802	802 Invesco BulletShares 2026 Corporate Bond ETF BSCQ $4.26B	$422K	0.01%	21,660 +1,936	+10%	+$37.7K
803	803 WisdomTree US Quality Growth Fund QGRW $1.55B	$421K	0.01%	9,579 +866	+10%	+$38K
804	804 Boyd Gaming BYD $6.48B	$420K	0.01%	+6,382	New	+$420K
805	805 iShares Morningstar Small-Cap Value ETF ISCV $485M	$418K	0.01%	7,051 +2,599	+58%	+$154K
806	806 Pembina Pipeline PBA $21.4B	$417K	0.01%	10,424 -2,522	-19%	-$101K
807	807 TotalEnergies TTE $139B	$416K	0.01%	6,413 +877	+16%	+$56.9K
808	808 Intuit INTU $209B	$415K	0.01%	676 -174	-20%	-$107K
809	809 GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF NVDL $4.62B	$413K	0.01%	11,045 +2,326	+27%	+$87K
810	810 Innovator US Equity Power Buffer ETF July PJUL $1.14B	$409K	0.01%	10,188 -2,307	-18%	-$92.7K
811	811 SPDR Portfolio S&P 400 Mid Cap ETF SPMD $13.5B	$408K	0.01%	7,974 -85	-1%	-$4.35K
812	812 MPLX MPLX $51.7B	$408K	0.01%	7,623 -67	-0.9%	-$3.59K
813	813 Xeris Biopharma Holdings XERS $818M	$406K	0.01%	73,950 -3,000	-4%	-$16.5K
814	814 Innovator US Small Cap Power Buffer ETF October KOCT $103M	$401K	0.01%	13,687 -3,444	-20%	-$101K
815	815 Fidelity Quality Factor ETF FQAL $1.06B	$400K	0.01%	6,233 +491	+9%	+$31.5K
816	816 SPDR Portfolio S&P 500 High Dividend ETF SPYD $6.97B	$400K	0.01%	9,035 +883	+11%	+$39.1K
817	817 First Trust Financials AlphaDEX Fund FXO $2.21B	$399K	0.01%	7,526 -256	-3%	-$13.6K
818	818 Global X S&P 500 Covered Call ETF XYLD $3.05B	$399K	0.01%	10,095 +197	+2%	+$7.78K
819	819 Invesco S&P MidCap Value with Momentum ETF XMVM $266M	$398K	0.01%	7,552	–	–
820	820 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund MUNI $1.99B	$396K	0.01%	7,690 -745	-9%	-$38.4K
821	821 WisdomTree India Earnings Fund ETF EPI $3.33B	$395K	0.01%	9,037 -322	-3%	-$14.1K
822	822 Vanguard S&P 500 Value ETF VOOV $5.53B	$394K	0.01%	2,137 +436	+26%	+$80.3K
823	823 Capital Group Municipal Income ETF CGMU $3.37B	$392K	0.01%	14,603 +1,927	+15%	+$51.7K
824	824 Phillips Edison & Co PECO $4.34B	$390K	0.01%	10,695 -6,406	-37%	-$234K
825	825 Snowflake SNOW $70.3B	$387K	0.01%	2,647 +655	+33%	+$95.7K