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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUSA icon
801
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$536K 0.01%
9,620
-897
-9% -$52.1K
UVV icon
802
Universal Corp
UVV
$1.34B
$535K 0.01%
10,149
+3,060
+43% +$165K
CL icon
803
Colgate-Palmolive
CL
$72.6B
$532K 0.01%
6,247
+486
+8% +$43.3K
NXT icon
804
Nextpower Inc
NXT
$15.2B
$532K 0.01%
+4,414
New +$489K
ALB icon
805
Albemarle
ALB
$13.5B
$530K 0.01%
2,952
+66
+2% +$11.3K
WEAT icon
806
Teucrium Wheat Fund
WEAT
$314M
$527K 0.01%
+22,348
New +$481K
SLB icon
807
SLB Ltd
SLB
$78.4B
$523K 0.01%
10,165
-1,106
-10% -$53.7K
BJAN icon
808
Innovator US Equity Buffer ETF January
BJAN
$393M
$523K 0.01%
9,802
-150
-2% -$8.24K
DD icon
809
DuPont de Nemours
DD
$18.6B
$522K 0.01%
3,803
-4,321
-53% -$596K
EBAY icon
810
eBay
EBAY
$48.6B
$522K 0.01%
5,735
-9,920
-63% -$891K
DVOL icon
811
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$521K 0.01%
15,082
-120
-0.8% -$4.3K
GDV icon
812
Gabelli Dividend & Income Trust
GDV
$2.6B
$521K 0.01%
19,355
-933
-5% -$26.3K
PAYX icon
813
Paychex
PAYX
$40.4B
$521K 0.01%
5,652
-1,896
-25% -$188K
CMBT
814
CMB.TECH NV
CMBT
$4.57B
$520K 0.01%
41,143
+886
+2% +$11.1K
VIGI icon
815
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$518K 0.01%
5,861
+1,636
+39% +$151K
BMAR icon
816
Innovator US Equity Buffer ETF March
BMAR
$248M
$518K 0.01%
9,877
+237
+2% +$12.7K
RITM icon
817
Rithm Capital
RITM
$5.09B
$517K 0.01%
54,537
-80,368
-60% -$841K
PTY icon
818
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$516K 0.01%
42,816
-2,456
-5% -$31.3K
AIFD
819
TCW Artificial Intelligence ETF
AIFD
$128M
$514K 0.01%
13,328
-1,240
-9% -$48.2K
FTI icon
820
TechnipFMC
FTI
$30.6B
$513K 0.01%
7,428
-3,568
-32% -$214K
BMOP
821
BNY Mellon Municipal Opportunities ETF
BMOP
$1.76B
$513K 0.01%
+20,811
New +$518K
FID icon
822
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$165M
$512K 0.01%
24,431
-7,544
-24% -$161K
AMPX icon
823
Amprius Technologies
AMPX
$1.31B
$511K 0.01%
+30,285
New +$395K
ECHO
824
EchoStar
ECHO
$25.5B
$510K 0.01%
+4,360
New +$500K
BDEC icon
825
Innovator US Equity Buffer ETF December
BDEC
$216M
$510K 0.01%
10,623
-42
-0.4% -$2.08K
31 32
33
34 35

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.