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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGMU icon
751
Capital Group Municipal Income ETF
CGMU
$6.35B
$628K 0.02%
23,124
+1,354
+6% +$37.3K
RWL icon
752
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$626K 0.02%
5,450
+1,684
+45% +$199K
DAUG icon
753
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$624K 0.02%
14,325
– –
HRL icon
754
Hormel Foods
HRL
$13.9B
$621K 0.02%
27,408
+7,642
+39% +$183K
FDLO icon
755
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$619K 0.02%
9,577
+601
+7% +$40.4K
GLNG icon
756
Golar LNG
GLNG
$4.95B
$609K 0.02%
+11,260
New +$497K
FSMB icon
757
First Trust Short Duration Managed Municipal ETF
FSMB
$618M
$607K 0.02%
30,429
-1,124
-4% -$22.6K
GCOW icon
758
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$605K 0.02%
13,087
+5,940
+83% +$266K
BNY
759
Bank of New York Mellon
BNY
$108B
$601K 0.02%
5,070
+1,224
+32% +$146K
VEEV icon
760
Veeva Systems
VEEV
$30.3B
$599K 0.02%
3,410
-3,230
-49% -$635K
NI icon
761
NiSource
NI
$22.4B
$599K 0.02%
12,832
-80
-0.6% -$3.6K
PFF icon
762
iShares Preferred and Income Securities ETF
PFF
$13.2B
$597K 0.02%
19,701
-246
-1% -$7.7K
SQM icon
763
Sociedad Química y Minera de Chile
SQM
$19.6B
$597K 0.02%
7,378
-2,410
-25% -$183K
PBR icon
764
Petrobras
PBR
$121B
$596K 0.02%
28,746
+1,567
+6% +$25.1K
SVOL icon
765
Simplify Volatility Premium ETF
SVOL
$527M
$596K 0.02%
38,875
+1,419
+4% +$23.9K
KTOS icon
766
Kratos Defense & Security Solutions
KTOS
$8.88B
$595K 0.02%
8,442
+1,380
+20% +$132K
TFC icon
767
Truist Financial
TFC
$63.2B
$593K 0.02%
12,892
+84
+0.7% +$4.15K
OXY icon
768
Occidental Petroleum
OXY
$57B
$592K 0.02%
9,113
-2,440
-21% -$123K
KBWB icon
769
Invesco KBW Bank ETF
KBWB
$7.08B
$590K 0.02%
7,459
-416
-5% -$34.8K
DDFJ
770
Innovator Equity Dual Directional 15 Buffer ETF - January
DDFJ
$73.6M
$590K 0.02%
+31,460
New +$598K
CMG icon
771
Chipotle Mexican Grill
CMG
$40.8B
$590K 0.02%
18,417
-1,205
-6% -$44.6K
ORLA
772
Orla Mining
ORLA
$3.48B
$585K 0.02%
+36,250
New +$602K
VST icon
773
Vistra
VST
$55.1B
$585K 0.02%
3,889
-1,653
-30% -$268K
ICOP icon
774
iShares Copper and Metals Mining ETF
ICOP
$430M
$584K 0.02%
12,281
+709
+6% +$35.8K
VOX icon
775
Vanguard Communication Services ETF
VOX
$5.53B
$583K 0.02%
3,244
+27
+0.8% +$5.13K
29 30
31
32 33

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.