Sigma Planning Corp
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Sigma Planning Corp’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Sigma Planning Corp’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$714K Buy
7,222
+170
+2% +$17.6K 0.02% 697
2026
Q2 		$782K Buy
7,052
+616
+10% +$62.8K 0.02% 702
2026
Q1 		$582K Sell
6,436
-5
-0.1% -$475 0.02% 776
2025
Q4 		$587K Buy
6,441
+228
+4% +$20.9K 0.02% 740
2025
Q3 		$569K Sell
6,213
-3,066
-33% -$265K 0.02% 764
2025
Q2 		$765K Sell
9,279
-390
-4% -$30K 0.02% 604
2025
Q1 		$724K Buy
9,669
+3,433
+55% +$276K 0.02% 598
2024
Q4 		$499K Sell
6,236
-166
-3% -$13.8K 0.02% 744
2024
Q3 		$510K Buy
6,402
+64
+1% +$4.85K 0.02% 738
2024
Q2 		$466K Sell
6,338
-219
-3% -$16K 0.01% 752
2024
Q1 		$496K Buy
6,557
+3,020
+85% +$211K 0.02% 762
2023
Q4 		$241K Sell
3,537
-2,905
-45% -$178K 0.02% 702
2023
Q3 		$391K Buy
6,442
+46
+0.7% +$2.94K 0.01% 817
2023
Q2 		$414K Sell
6,396
-670
-9% -$40.4K 0.01% 809
2023
Q1 		$420K Buy
7,066
+1
+0% +$59 0.01% 876
2022
Q4 		$398K Sell
7,065
-64
-0.9% -$3.7K 0.01% 859
2022
Q3 		$382K Sell
7,129
-493
-6% -$29K 0.01% 844
2022
Q2 		$417K Sell
7,622
-528
-6% -$32.1K 0.01% 827
2022
Q1 		$544K Sell
8,150
-11,872
-59% -$785K 0.02% 813
2021
Q4 		$1.48M Sell
20,022
-1,640
-8% -$122K 0.04% 399
2021
Q3 		$1.56M Sell
21,662
-755
-3% -$55.7K 0.05% 400
2021
Q2 		$1.69M Sell
22,417
-10,674
-32% -$749K 0.05% 374
2021
Q1 		$2.25M Buy
33,091
+3,918
+13% +$273K 0.07% 291
2020
Q4 		$1.91M Sell
29,173
-6,058
-17% -$361K 0.06% 287
2020
Q3 		$1.88M Sell
35,231
-11,496
-25% -$592K 0.07% 254
2020
Q2 		$2.23M Buy
46,727
+14,220
+44% +$619K 0.1% 217
2020
Q1 		$1.2M Sell
32,507
-527
-2% -$23.8K 0.07% 282
2019
Q4 		$1.58M Sell
33,034
-21,671
-40% -$1.01M 0.07% 300
2019
Q3 		$2.45M Buy
54,705
+7,963
+17% +$365K 0.12% 183
2019
Q2 		$2.11M Buy
+46,742
New +$2.07M 0.11% 199
2018
Q4 		– Sell
-7,841
Closed -$363K – 888
2018
Q3 		$363K Buy
7,841
+2,431
+45% +$110K 0.02% 608
2018
Q2 		$234K Buy
+5,410
New +$230K 0.02% 757

Other funds holding FNY

Wealth Management Partners
Wealth Management Partners Tucson, Arizona $426M AUM 43.17% 1-Year Est. Return
KCM Investment Advisors
KCM Investment Advisors Greenbrae, California $3.36B AUM 23.19% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return
Sylvest Advisors
Sylvest Advisors Dallas, Texas $224M AUM 15.13% 1-Year Est. Return
MTM Investment Management
MTM Investment Management Spartanburg, South Carolina $346M AUM 17.64% 1-Year Est. Return
Worthington Financial Partners
Worthington Financial Partners Worthington, Ohio $118M AUM 64.85% 1-Year Est. Return
IFP Advisors
IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return
Dominguez Wealth Management Solutions
Dominguez Wealth Management Solutions Williamsburg, Virginia $181M AUM 16.39% 1-Year Est. Return
ARS Wealth Advisors Group
ARS Wealth Advisors Group St. Petersburg, Florida $1.37B AUM 18.29% 1-Year Est. Return
Founders Financial Securities
Founders Financial Securities Towson, Maryland $2.03B AUM 15.42% 1-Year Est. Return

Sigma Planning Corp's FNY Position: Q3 2026 in Review

Sigma Planning Corp increased its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 2.4% in Q3 2026, buying an estimated $17.6K and bringing the position to 7,222 shares worth $714K. The position accounts for 0.02% of the portfolio, ranked #697.

Sigma Planning Corp first reported a position in FNY in Q2 2018 and has held it in 32 quarters since. The position peaked at $2.45M in Q3 2019. 30 funds tracked by Wall St. Rank hold FNY as of Q3 2026.

  • Sigma Planning Corp held 7,222 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $714K as of Q3 2026.
  • Sigma Planning Corp bought 170 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2026, an estimated $17.6K.
  • First Trust Mid Cap Growth AlphaDEX Fund made up 0.02% of Sigma Planning Corp's portfolio in Q3 2026, its #697 holding.
  • Sigma Planning Corp first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2018 and has held it in 32 quarters since.
  • Sigma Planning Corp's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $2.45M in Q3 2019.
  • 30 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.