SPC
FNY icon

Sigma Planning Corp’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Sigma Planning Corp’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$582K Sell
6,436
-5
-0.1% -$475 0.02% 776
2025
Q4 		$587K Buy
6,441
+228
+4% +$20.9K 0.02% 740
2025
Q3 		$569K Sell
6,213
-3,066
-33% -$265K 0.02% 764
2025
Q2 		$765K Sell
9,279
-390
-4% -$30K 0.02% 604
2025
Q1 		$724K Buy
9,669
+3,433
+55% +$276K 0.02% 598
2024
Q4 		$499K Sell
6,236
-166
-3% -$13.8K 0.02% 744
2024
Q3 		$510K Buy
6,402
+64
+1% +$4.85K 0.02% 738
2024
Q2 		$466K Sell
6,338
-219
-3% -$16K 0.01% 752
2024
Q1 		$496K Buy
6,557
+3,020
+85% +$211K 0.02% 762
2023
Q4 		$241K Sell
3,537
-2,905
-45% -$178K 0.02% 702
2023
Q3 		$391K Buy
6,442
+46
+0.7% +$2.94K 0.01% 817
2023
Q2 		$414K Sell
6,396
-670
-9% -$40.4K 0.01% 809
2023
Q1 		$420K Buy
7,066
+1
+0% +$59 0.01% 876
2022
Q4 		$398K Sell
7,065
-64
-0.9% -$3.71K 0.01% 859
2022
Q3 		$382K Sell
7,129
-493
-6% -$29K 0.01% 844
2022
Q2 		$417K Sell
7,622
-528
-6% -$32.1K 0.01% 827
2022
Q1 		$544K Sell
8,150
-11,872
-59% -$785K 0.02% 813
2021
Q4 		$1.49M Sell
20,022
-1,640
-8% -$122K 0.04% 399
2021
Q3 		$1.56M Sell
21,662
-755
-3% -$55.7K 0.05% 400
2021
Q2 		$1.69M Sell
22,417
-10,674
-32% -$749K 0.05% 374
2021
Q1 		$2.25M Buy
33,091
+3,918
+13% +$273K 0.07% 291
2020
Q4 		$1.91M Sell
29,173
-6,058
-17% -$361K 0.06% 287
2020
Q3 		$1.89M Sell
35,231
-11,496
-25% -$592K 0.07% 254
2020
Q2 		$2.23M Buy
46,727
+14,220
+44% +$619K 0.1% 217
2020
Q1 		$1.2M Sell
32,507
-527
-2% -$23.8K 0.07% 282
2019
Q4 		$1.58M Sell
33,034
-21,671
-40% -$1.01M 0.07% 300
2019
Q3 		$2.45M Buy
54,705
+7,963
+17% +$365K 0.12% 183
2019
Q2 		$2.11M Buy
+46,742
New +$2.07M 0.11% 199
2018
Q4 		– Sell
-7,841
Closed -$363K – 888
2018
Q3 		$363K Buy
7,841
+2,431
+45% +$110K 0.02% 608
2018
Q2 		$234K Buy
+5,410
New +$230K 0.02% 757

Other funds holding FNY

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Sigma Planning Corp's FNY Position: Q1 2026 in Review

Sigma Planning Corp reduced its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 0.08% in Q1 2026, selling an estimated $475 and leaving 6,436 shares worth $582K. The position accounts for 0.02% of the portfolio, ranked #776.

Sigma Planning Corp first reported a position in FNY in Q2 2018 and has held it in 30 quarters since. The position peaked at $2.45M in Q3 2019. 122 funds tracked by Wall St. Rank hold FNY as of Q1 2026.

  • Sigma Planning Corp held 6,436 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $582K as of Q1 2026.
  • Sigma Planning Corp sold 5 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $475.
  • First Trust Mid Cap Growth AlphaDEX Fund made up 0.02% of Sigma Planning Corp's portfolio in Q1 2026, its #776 holding.
  • Sigma Planning Corp first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2018 and has held it in 30 quarters since.
  • Sigma Planning Corp's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $2.45M in Q3 2019.
  • 122 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.