Sigma Planning Corp’s Hercules Capital HTGC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2026
Q1
$769K Sell
52,069
-7,283
-12% -$119K 0.02% 673
2025
Q4
$1.12M Buy
59,352
+6,937
+13% +$125K 0.03% 496
2025
Q3
$991K Buy
52,415
+2,624
+5% +$50.3K 0.03% 533
2025
Q2
$910K Buy
49,791
+2,980
+6% +$52.8K 0.03% 530
2025
Q1
$899K Sell
46,811
-792
-2% -$16K 0.03% 526
2024
Q4
$956K Buy
47,603
+3,898
+9% +$76.1K 0.03% 501
2024
Q3
$858K Buy
43,705
+519
+1% +$10.2K 0.03% 553
2024
Q2
$883K Buy
43,186
+1,827
+4% +$35.1K 0.03% 514
2024
Q1
$763K Sell
41,359
-46,919
-53% -$833K 0.02% 600
2023
Q4
$1.47M Sell
88,278
-80,535
-48% -$1.27M 0.12% 191
2023
Q3
$2.77M Sell
168,813
-2,791
-2% -$45.7K 0.1% 199
2023
Q2
$2.54M Sell
171,604
-10,438
-6% -$143K 0.09% 240
2023
Q1
$2.35M Buy
182,042
+7,770
+4% +$109K 0.08% 260
2022
Q4
$2.3M Buy
174,272
+13,552
+8% +$184K 0.08% 254
2022
Q3
$1.86M Buy
160,720
+9,739
+6% +$139K 0.07% 273
2022
Q2
$2.04M Sell
150,981
-4,099
-3% -$64K 0.07% 272
2022
Q1
$2.8M Sell
155,080
-1,965
-1% -$34.5K 0.08% 237
2021
Q4
$2.6M Sell
157,045
-3,674
-2% -$62.3K 0.07% 275
2021
Q3
$2.67M Sell
160,719
-5,669
-3% -$96.4K 0.08% 261
2021
Q2
$2.84M Buy
166,388
+7,631
+5% +$131K 0.08% 250
2021
Q1
$2.54M Sell
158,757
-11,414
-7% -$177K 0.08% 264
2020
Q4
$2.45M Buy
170,171
+26,409
+18% +$336K 0.08% 244
2020
Q3
$1.66M Buy
143,762
+6,646
+5% +$73.9K 0.07% 278
2020
Q2
$1.44M Buy
137,116
+17,481
+15% +$177K 0.06% 295
2020
Q1
$914K Buy
119,635
+34,072
+40% +$445K 0.05% 341
2019
Q4
$1.2M Buy
85,563
+16,501
+24% +$229K 0.05% 355
2019
Q3
$923K Buy
69,062
+31,598
+84% +$412K 0.04% 391
2019
Q2
$480K Buy
37,464
+27,202
+265% +$353K 0.02% 561
2019
Q1
$130K Sell
10,262
-1,275
-11% -$16.2K 0.01% 887
2018
Q4
$127K Buy
+11,537
New +$141K 0.01% 801
2015
Q2
Sell
-13,662
Closed -$184K 735
2015
Q1
$184K Sell
13,662
-13,719
-50% -$201K 0.02% 678
2014
Q4
$407K Buy
+27,381
New +$413K 0.05% 386

Other funds holding HTGC

Sigma Planning Corp's HTGC Position: Q1 2026 in Review

Sigma Planning Corp reduced its Hercules Capital (HTGC) stake by 12% in Q1 2026, selling an estimated $119K and leaving 52,069 shares worth $769K. The position accounts for 0.02% of the portfolio, ranked #673.

Sigma Planning Corp first reported a position in HTGC in Q4 2014 and has held it in 32 quarters since. The position peaked at $2.84M in Q2 2021. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • Sigma Planning Corp held 52,069 shares of Hercules Capital worth $769K as of Q1 2026.
  • Sigma Planning Corp sold 7,283 Hercules Capital shares in Q1 2026, an estimated $119K.
  • Hercules Capital made up 0.02% of Sigma Planning Corp's portfolio in Q1 2026, its #673 holding.
  • Sigma Planning Corp first reported a position in Hercules Capital in Q4 2014 and has held it in 32 quarters since.
  • Sigma Planning Corp's Hercules Capital position peaked at $2.84M in Q2 2021.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.