SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
576	576 Invesco S&P 500 High Dividend Low Volatility ETF SPHD $3.2B	$758K	0.02%	15,088 -7,712	-34%	-$387K
577	577 PIMCO Corporate & Income Opportunity Fund PTY $2.58B	$755K	0.02%	52,197 +5,268	+11%	+$76.2K
578	578 SPDR Portfolio S&P 500 Growth ETF SPYG $38.7B	$754K	0.02%	9,378 -4,611	-33%	-$371K
579	579 VanEck IG Floating Rate ETF FLTR $2.45B	$752K	0.02%	29,422 -909	-3%	-$23.2K
580	EFC 580 Ellington Financial EFC $1.25B	$746K	0.02%	56,254 +1,510	+3%	+$20K
581	581 iShares Short Treasury Bond ETF SHV $20.6B	$741K	0.02%	6,711 +69	+1%	+$7.62K
582	582 Vanguard Mortgage-Backed Securities ETF VMBS $14.4B	$741K	0.02%	15,995 +422	+3%	+$19.5K
583	583 First Trust Low Duration Strategic Focus ETF LDSF $131M	$740K	0.02%	39,232 -97	-0.3%	-$1.83K
584	584 Fidelity Magellan ETF FMAG $260M	$740K	0.02%	25,449 +6,374	+33%	+$185K
585	585 Devon Energy DVN $21.8B	$739K	0.02%	19,768 -5,819	-23%	-$218K
586	586 iShares iBonds 2027 Term High Yield and Income ETF IBHG $321M	$738K	0.02%	+33,049	New	+$738K
587	587 Pathward Financial CASH $1.95B	$738K	0.02%	10,113 +1,094	+12%	+$79.8K
588	588 Capital Group Core Bond ETF CGCB $2.51B	$738K	0.02%	28,070 -479	-2%	-$12.6K
589	589 Exelon EXC $43.9B	$738K	0.02%	16,006 +508	+3%	+$23.4K
590	590 Real Estate Select Sector SPDR Fund XLRE $7.49B	$737K	0.02%	17,605 -2,258	-11%	-$94.5K
591	591 Vanguard Russell 1000 Value ETF VONV $12.7B	$734K	0.02%	8,890 +1,300	+17%	+$107K
592	592 American Healthcare REIT AHR $5.85B	$733K	0.02%	24,190 -9,083	-27%	-$275K
593	593 Fastenal FAST $49.7B	$733K	0.02%	9,446 -1,785	-16%	-$138K
594	594 Diageo DEO $57.5B	$730K	0.02%	6,969 +284	+4%	+$29.8K
595	595 Pitney Bowes PBI $2B	$730K	0.02%	80,689 -4,661	-5%	-$42.2K
596	596 Innovator US Equity Buffer ETF October BOCT $231M	$729K	0.02%	17,336 -273	-2%	-$11.5K
597	597 Diamondback Energy FANG $42.2B	$728K	0.02%	4,553 -184	-4%	-$29.4K
598	598 First Trust Mid Cap Growth AlphaDEX Fund FNY $396M	$724K	0.02%	9,669 +3,433	+55%	+$257K
599	599 SPDR Gold MiniShares Trust GLDM $16B	$722K	0.02%	11,669 +1,008	+9%	+$62.4K
600	600 Adtalem Global Education ATGE $4.24B	$719K	0.02%	7,148 +1,148	+19%	+$116K