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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
576
Alamos Gold
AGI
$12.4B
$977K 0.03%
21,994
+10,199
+86% +$450K
ROP icon
577
Roper Technologies
ROP
$36.3B
$975K 0.03%
2,754
+272
+11% +$100K
FICS icon
578
First Trust International Developed Capital Strength ETF
FICS
$213M
$973K 0.03%
24,919
-141
-0.6% -$5.7K
CIFR icon
579
Cipher Digital
CIFR
$9.47B
$969K 0.03%
75,265
-1,327
-2% -$21K
ADBE icon
580
Adobe
ADBE
$89.5B
$965K 0.03%
3,970
-612
-13% -$170K
CFR icon
581
Cullen/Frost Bankers
CFR
$10.3B
$955K 0.03%
6,967
-151
-2% -$20.9K
QSIX
582
Pacer Metaurus Nasdaq 100 Dividend Multiplier 600 ETF
QSIX
$18.3M
$953K 0.03%
27,200
+11,285
+71% +$417K
IGLD icon
583
FT Vest Gold Strategy Target Income ETF
IGLD
$507M
$950K 0.03%
37,222
-16,250
-30% -$439K
ECPG icon
584
Encore Capital Group
ECPG
$1.93B
$949K 0.03%
13,534
-575
-4% -$35.3K
THRO
585
iShares U.S. Thematic Rotation Active ETF
THRO
$6.38B
$945K 0.03%
26,086
+1,866
+8% +$71.1K
ICVT icon
586
iShares Convertible Bond ETF
ICVT
$7.23B
$943K 0.03%
9,267
+1,270
+16% +$131K
ARIS
587
Aris Mining
ARIS
$3.03B
$940K 0.03%
+50,618
New +$957K
FIDU icon
588
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$939K 0.03%
10,856
+7,203
+197% +$648K
BWAY
589
Brainsway
BWAY
$641M
$935K 0.03%
70,363
+40,363
+135% +$492K
CRWV
590
CoreWeave
CRWV
$39.2B
$930K 0.03%
12,008
+4,476
+59% +$388K
QCOC
591
FT Vest Nasdaq-100 Conservative Buffer ETF - October
QCOC
$65.2M
$927K 0.03%
42,133
-22,701
-35% -$508K
TMUS icon
592
T-Mobile US
TMUS
$193B
$926K 0.03%
4,408
-563
-11% -$116K
IXN icon
593
iShares Global Tech ETF
IXN
$8.7B
$922K 0.03%
9,221
+577
+7% +$61K
TCHP icon
594
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
$920K 0.03%
20,831
-30,806
-60% -$1.46M
ALL icon
595
Allstate
ALL
$66.9B
$920K 0.03%
4,436
+176
+4% +$36.1K
VMBS icon
596
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$918K 0.03%
19,553
+5,823
+42% +$275K
PTLC icon
597
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$916K 0.03%
17,466
-111
-0.6% -$6.15K
IWY icon
598
iShares Russell Top 200 Growth ETF
IWY
$16B
$912K 0.03%
3,666
+192
+6% +$50.9K
RPG icon
599
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$909K 0.03%
19,448
-1,047
-5% -$50.9K
QXO
600
QXO Inc
QXO
$14.2B
$908K 0.03%
46,772
+10,304
+28% +$236K
22 23
24
25 26

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.