Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
576
Cohen & Steers Natural Resources Active ETF
CSNR
$120M
| $1.02M | 0.03% |
28,335
+150
| +0.5% | +$5.49K |
2025 Q1
6 quarters
|
|
577
General Motors
GM
$76.1B
| $1.02M | 0.03% |
13,275
-144
| -1% | -$12K |
2014 Q4
47 quarters
|
|
578
GSK
GSK
$103B
| $1.02M | 0.03% |
21,155
-626
| -3% | -$32K |
2014 Q4
47 quarters
|
|
579
Blackrock
BLK
$188B
| $1.02M | 0.03% |
962
+35
| +4% | +$38.2K |
2014 Q4
47 quarters
|
|
580
BlackRock Large Cap Core ETF
BLCR
$9.8B
| $1.02M | 0.03% |
20,791
+2,785
| +15% | +$137K |
2026 Q2
1 quarter
|
|
581
Navios Maritime Partners
NMM
$2.45B
| $1.01M | 0.03% |
+11,250
| New | +$936K |
2026 Q3
0 quarters
|
|
582
Rapport Therapeutics
RAPP
$1.55B
| $1.01M | 0.03% |
+30,000
| New | +$1.3M |
2026 Q3
0 quarters
|
|
583
Virtus Reaves Utilities ETF
UTES
$1.16B
| $998K | 0.03% |
14,215
-322
| -2% | -$24.6K |
2025 Q4
3 quarters
|
|
584
BP
BP
$115B
| $990K | 0.03% |
23,282
-2,260
| -9% | -$97K |
2014 Q4
47 quarters
|
|
585
State Street Communication Services Select Sector SPDR ETF
XLC
$22.2B
| $989K | 0.03% |
8,909
-277
| -3% | -$30.8K |
2019 Q1
30 quarters
|
|
586
Aflac
AFL
$61.9B
| $987K | 0.03% |
8,827
-100
| -1% | -$12K |
2014 Q4
47 quarters
|
|
587
Allstate
ALL
$62.8B
| $986K | 0.03% |
4,444
-27
| -0.6% | -$6.85K |
2014 Q4
47 quarters
|
|
588
ActivePassive US Equity ETF
APUE
$2.45B
| $985K | 0.03% |
20,958
-1,160
| -5% | -$54.4K |
2024 Q1
10 quarters
|
|
589
Sysco
SYY
$38.6B
| $981K | 0.03% |
12,588
+71
| +0.6% | +$5.83K |
2014 Q4
47 quarters
|
|
590
CoreWeave
CRWV
$27B
| $973K | 0.03% |
11,170
-2,971
| -21% | -$254K |
2025 Q2
5 quarters
|
|
591
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.82B
| $972K | 0.03% |
19,478
+1,084
| +6% | +$54.6K |
2023 Q1
14 quarters
|
|
592
FT Vest Nasdaq-100 Conservative Buffer ETF - October
QCOC
$66.6M
| $967K | 0.02% |
39,378
-116
| -0.3% | -$2.8K |
2025 Q4
3 quarters
|
|
593
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
| $966K | 0.02% |
19,444
+661
| +4% | +$32.6K |
2021 Q2
21 quarters
|
|
594
Schwab US Mid-Cap ETF
SCHM
$15.1B
| $965K | 0.02% |
28,408
-338
| -1% | -$12K |
2019 Q2
29 quarters
|
|
595
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.44B
| $965K | 0.02% |
17,554
-5,447
| -24% | -$301K |
2024 Q1
10 quarters
|
|
596
Adobe
ADBE
$92.4B
| $964K | 0.02% |
3,983
-70
| -2% | -$17.5K |
2017 Q2
37 quarters
|
|
597
Roundhill Memory ETF
DRAM
$19.6B
| $961K | 0.02% |
15,917
+7,374
| +86% | +$420K |
2026 Q2
1 quarter
|
|
598
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.4B
| $958K | 0.02% |
18,572
-12,625
| -40% | -$655K |
2020 Q2
25 quarters
|
|
599
iShares Investment Grade Systematic Bond ETF
IGEB
$1.46B
| $957K | 0.02% |
22,354
-13,928
| -38% | -$614K |
2022 Q1
18 quarters
|
|
600
iShares MSCI Brazil ETF
EWZ
$9.43B
| $954K | 0.02% |
29,494
-16,215
| -35% | -$584K |
2025 Q1
6 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.