SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
501	501 Valero Energy VLO $45.8B	$975K	0.03%	7,380 -660	-8%	-$87.2K
502	502 Invesco S&P 500 Low Volatility ETF SPLV $7.65B	$974K	0.03%	13,031 +3,196	+33%	+$239K
503	503 iShares US Medical Devices ETF IHI $4.33B	$973K	0.03%	16,164 -2,778	-15%	-$167K
504	504 Delta Air Lines DAL $36.8B	$970K	0.03%	22,252 +1,327	+6%	+$57.9K
505	505 Liquidia Corp LQDA $1.24B	$963K	0.03%	65,275 +65	+0.1%	+$959
506	506 iShares Core 60/40 Balanced Allocation ETF AOR $2.54B	$962K	0.03%	16,715 +77	+0.5%	+$4.43K
507	507 Pacer US Large Cap Cash Cows Growth Leaders ETF COWG $2.19B	$960K	0.03%	31,191 +15,033	+93%	+$463K
508	508 iShares MSCI KLD 400 Social ETF DSI $4.79B	$956K	0.03%	9,332 -56	-0.6%	-$5.74K
509	509 Elevance Health ELV $62.6B	$955K	0.03%	2,194 +174	+9%	+$75.7K
510	510 eBay EBAY $36B	$952K	0.03%	+14,059	New	+$952K
511	511 Innovator US Equity Buffer ETF November BNOV $133M	$952K	0.03%	24,922 -1,079	-4%	-$41.2K
512	512 Fidelity Fundamental Large Cap Growth ETF FFLG $455M	$938K	0.03%	42,360 +6,741	+19%	+$149K
513	513 Invesco Preferred ETF PGX $3.95B	$937K	0.03%	83,508 -91,443	-52%	-$1.03M
514	514 Xcel Energy XEL $40.6B	$936K	0.03%	13,222 +131	+1%	+$9.27K
515	515 Invesco BulletShares 2030 Corporate Bond ETF BSCU $1.66B	$935K	0.03%	56,345 -500	-0.9%	-$8.3K
516	516 Reaves Utility Income Fund UTG $3.29B	$933K	0.03%	28,687 +274	+1%	+$8.92K
517	517 Mondelez International MDLZ $90.4B	$932K	0.03%	13,743 +2,244	+20%	+$152K
518	518 Invesco DB Commodity Index Tracking Fund DBC $1.28B	$931K	0.03%	41,391 -596	-1%	-$13.4K
519	519 Kenvue KVUE $42.2B	$929K	0.03%	38,759 -882	-2%	-$21.2K
520	520 Celestica CLS $18.4B	$920K	0.03%	11,671 -1,391	-11%	-$110K
521	521 ALPS O'Shares US Small-Cap Quality Dividend ETF OUSM $914M	$917K	0.03%	21,819 -1,907	-8%	-$80.1K
522	522 Trade Desk TTD $39.4B	$914K	0.03%	16,709 +3,406	+26%	+$186K
523	523 MidCap Financial Investment MFIC $1.24B	$911K	0.03%	70,863 +10,425	+17%	+$134K
524	524 Quest Diagnostics DGX $18.6B	$906K	0.03%	5,352 -145	-3%	-$24.5K
525	525 iShares MSCI India ETF INDA $9.91B	$901K	0.03%	17,493 -677	-4%	-$34.9K