Sigma Planning Corp’s Global X Defense Tech ETF SHLD Stock Holding History

Sigma Planning Corp’s Portfolio SHLD Stock Details SHLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$789K	Sell	12,714 -3,805	-23%	-$244K	0.02%	664
2026 Q2	$987K	Buy	16,519 +120	+0.7%	+$7.99K	0.02%	597
2026 Q1	$1.16M	Sell	16,399 -547	-3%	-$40.8K	0.03%	514
2025 Q4	$1.1M	Buy	16,946 +1,120	+7%	+$73.7K	0.03%	500
2025 Q3	$1.11M	Buy	15,826 +7,982	+102%	+$501K	0.03%	492
2025 Q2	$473K	Buy	+7,844	New	+$422K	0.01%	800

Other funds holding SHLD

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Harel Insurance Investments & Financial Services Ramat Gan, Israel $21.3B AUM 44.31% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $313B AUM 26.62% 1-Year Est. Return

Merit Financial Group Alpharetta, Georgia $17.9B AUM 18.85% 1-Year Est. Return

SoFi Wealth San Francisco, California $2.59B AUM 14.4% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $61B AUM 26.91% 1-Year Est. Return

Global X Japan Chiyoda-Ku, Tokyo, Japan $2.46B AUM 38.43% 1-Year Est. Return

Ascent Group Virginia Beach, Virginia $3.34B AUM 20.18% 1-Year Est. Return

Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return

Henshaw Capital Woburn, Massachusetts $3.23B AUM 32.78% 1-Year Est. Return

Sigma Planning Corp's SHLD Position: Q3 2026 in Review

Sigma Planning Corp reduced its Global X Defense Tech ETF (SHLD) stake by 23% in Q3 2026, selling an estimated $244K and leaving 12,714 shares worth $789K. The position accounts for 0.02% of the portfolio, ranked #664.

Sigma Planning Corp first reported a position in SHLD in Q2 2025 and has held it in 6 quarters since. The position peaked at $1.16M in Q1 2026. 367 funds tracked by Wall St. Rank hold SHLD as of Q3 2026.

Sigma Planning Corp held 12,714 shares of Global X Defense Tech ETF worth $789K as of Q3 2026.
Sigma Planning Corp sold 3,805 Global X Defense Tech ETF shares in Q3 2026, an estimated $244K.
Global X Defense Tech ETF made up 0.02% of Sigma Planning Corp's portfolio in Q3 2026, its #664 holding.
Sigma Planning Corp first reported a position in Global X Defense Tech ETF in Q2 2025 and has held it in 6 quarters since.
Sigma Planning Corp's Global X Defense Tech ETF position peaked at $1.16M in Q1 2026.
367 funds tracked by Wall St. Rank held Global X Defense Tech ETF as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.