SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
26	26 iShares Floating Rate Bond ETF FLOT $8.92B	$17.9M	0.57%	351,431 +105,222	+43%	+$5.37M
27	27 JPMorgan Chase JPM $790B	$17.8M	0.57%	72,632 +1,674	+2%	+$411K
28	28 iShares Core US Aggregate Bond ETF AGG $128B	$17.7M	0.56%	178,494 +843	+0.5%	+$83.4K
29	29 VanEck Morningstar Wide Moat ETF MOAT $12.6B	$16.4M	0.52%	185,920 -15,554	-8%	-$1.37M
30	30 FT Vest Fund of Buffer ETFs BUFR $6.95B	$16.3M	0.52%	548,129 +71,190	+15%	+$2.11M
31	31 iShares 5-10 Year Investment Grade Corporate Bond ETF IGIB $15.5B	$15.8M	0.5%	301,446 +48,793	+19%	+$2.56M
32	32 iShares MSCI USA Min Vol Factor ETF USMV $23.3B	$15.3M	0.49%	163,872 +7,222	+5%	+$676K
33	33 Home Depot HD $353B	$14M	0.45%	38,174 +481	+1%	+$176K
34	34 Invesco S&P 500 Equal Weight ETF RSP $72.7B	$13.9M	0.44%	80,420 -9,738	-11%	-$1.69M
35	35 Visa V $679B	$13.8M	0.44%	39,442 +522	+1%	+$183K
36	36 Eli Lilly LLY $710B	$13.8M	0.44%	16,699 -640	-4%	-$529K
37	37 Alphabet (Google) Class A GOOGL $2.23T	$13.6M	0.43%	87,716 +5,328	+6%	+$824K
38	38 iShares National Muni Bond ETF MUB $38.4B	$13.2M	0.42%	125,060 -7,646	-6%	-$806K
39	39 Vanguard Value ETF VTV $138B	$13M	0.41%	75,151 +6,458	+9%	+$1.12M
40	40 JPMorgan Equity Premium Income ETF JEPI $40.7B	$13M	0.41%	227,110 +14,008	+7%	+$800K
41	41 Vanguard Total Stock Market ETF VTI $501B	$13M	0.41%	47,129 +1,092	+2%	+$300K
42	42 iShares MSCI USA Quality Factor ETF QUAL $52.6B	$12.9M	0.41%	75,291 +1,615	+2%	+$276K
43	43 Broadcom AVGO $1.31T	$12.5M	0.4%	74,858 +13,839	+23%	+$2.32M
44	44 Tesla TSLA $1.03T	$12.1M	0.38%	46,565 +2,211	+5%	+$573K
45	45 Schwab US Large- Cap ETF SCHX $56.3B	$12M	0.38%	544,607 -29,208	-5%	-$645K
46	46 Technology Select Sector SPDR Fund XLK $81.1B	$11.5M	0.37%	55,477 +3,853	+7%	+$796K
47	47 iShares Core S&P US Value ETF IUSV $21B	$11.4M	0.36%	123,992 -1,737	-1%	-$160K
48	48 iShares Gold Trust IAU $47.8B	$11.4M	0.36%	193,360 +35,614	+23%	+$2.1M
49	49 iShares Global 100 ETF IOO $6.71B	$10.6M	0.34%	110,019 -30,836	-22%	-$2.97M
50	50 Exxon Mobil XOM $484B	$10.3M	0.33%	86,951 +407	+0.5%	+$48.4K