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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
(+10%)
Cap. Flow
-$62.8M
Cap. Flow % of AUM
Cap. Flow %
-1.58%
Top 10 Holdings %
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85
Avg Time Held
Equity + Options
4.2
years
Top 10 Avg Time Held
Equity + Options
6.4
years
Top 20 Avg Time Held
Equity + Options
4.5
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6.5
years
Top 20 Avg Time Held Equity only
4.9
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Fundamental US Broad Market Index ETF
FNDB
|
+$7.81M |
| 2 |
Invesco NASDAQ 100 ETF
QQQM
|
+$7.1M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$6.95M |
| 4 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$6.48M |
| 5 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$6.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$17.9M |
| 2 |
Amazon
AMZN
|
+$12.8M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$11.6M |
| 4 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$9.34M |
| 5 |
Apple
AAPL
|
+$9.18M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.17% |
| 2 | Technology | 15.25% |
| 3 | Industrials | 4.2% |
| 4 | Financials | 3.84% |
| 5 | Consumer Discretionary | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $20.5M | 0.52% |
252,822
-6,230
| -2% | -$469K |
2018 Q3
31 quarters
|
|
27
Meta Platforms (Facebook)
META
$1.65T
| $20.4M | 0.51% |
36,147
-3,232
| -8% | -$1.98M |
2014 Q4
46 quarters
|
|
28
iShares Core S&P Small-Cap ETF
IJR
$104B
| $20M | 0.5% |
135,003
-39,254
| -23% | -$5.39M |
2014 Q4
46 quarters
|
|
29
JPMorgan Chase
JPM
$894B
| $17.9M | 0.45% |
54,714
+181
| +0.3% | +$56.2K |
2014 Q4
46 quarters
|
|
30
Eli Lilly
LLY
$1.16T
| $17.6M | 0.44% |
14,696
-3,624
| -20% | -$3.7M |
2014 Q4
46 quarters
|
|
31
CrowdStrike
CRWD
$244B
| $17.4M | 0.44% |
91,392
+15,512
| +20% | +$2.2M |
2020 Q2
24 quarters
|
|
32
Tesla
TSLA
$1.48T
| $17.1M | 0.43% |
40,640
-1,401
| -3% | -$557K |
2016 Q4
38 quarters
|
|
33
iShares Gold Trust
IAU
$59.7B
| $16.7M | 0.42% |
220,618
-5,229
| -2% | -$444K |
2014 Q4
46 quarters
|
|
34
State Street Technology Select Sector SPDR ETF
XLK
$120B
| $16.5M | 0.42% |
86,544
-10,466
| -11% | -$1.79M |
2014 Q4
46 quarters
|
|
35
SPDR Gold Trust
GLD
$136B
| $16.2M | 0.41% |
44,071
-2,546
| -5% | -$1.05M |
2014 Q4
46 quarters
|
|
36
VanEck Semiconductor ETF
SMH
$63.4B
| $16.2M | 0.41% |
24,678
+274
| +1% | +$150K |
2020 Q1
25 quarters
|
|
37
Johnson & Johnson
JNJ
$644B
| $15.8M | 0.4% |
62,029
+5,738
| +10% | +$1.34M |
2014 Q4
46 quarters
|
|
38
Vanguard Morningstar Value ETF
VTV
$193B
| $15.4M | 0.39% |
70,802
-1,413
| -2% | -$295K |
2014 Q4
46 quarters
|
|
39
iShares International Select Dividend ETF
IDV
$8.26B
| $15.3M | 0.38% |
368,931
+4,179
| +1% | +$183K |
2024 Q1
9 quarters
|
|
40
Schwab US Large- Cap ETF
SCHX
$73.9B
| $14.9M | 0.38% |
507,745
-15,203
| -3% | -$434K |
2016 Q1
41 quarters
|
|
41
Costco
COST
$451B
| $14.7M | 0.37% |
15,730
+892
| +6% | +$889K |
2014 Q4
46 quarters
|
|
42
iShares Floating Rate Bond ETF
FLOT
$11.4B
| $14.6M | 0.37% |
286,822
-21,982
| -7% | -$1.12M |
2014 Q4
46 quarters
|
|
43
Pacer US Cash Cows 100 ETF
COWZ
$19.9B
| $14.3M | 0.36% |
229,879
-6,429
| -3% | -$406K |
2021 Q1
21 quarters
|
|
44
AbbVie
ABBV
$504B
| $14.1M | 0.35% |
55,986
-840
| -1% | -$181K |
2014 Q4
46 quarters
|
|
45
Chevron
CVX
$445B
| $13.8M | 0.35% |
82,993
+6,998
| +9% | +$1.3M |
2014 Q4
46 quarters
|
|
46
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.2B
| $13.7M | 0.35% |
318,247
+17,549
| +6% | +$732K |
2021 Q1
21 quarters
|
|
47
Walmart Inc
WMT
$961B
| $13.3M | 0.34% |
117,735
+1,555
| +1% | +$193K |
2014 Q4
46 quarters
|
|
48
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.04B
| $12.9M | 0.32% |
130,983
+1,096
| +0.8% | +$98.9K |
2014 Q4
46 quarters
|
|
49
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
| $12.8M | 0.32% |
244,321
+5,210
| +2% | +$273K |
2015 Q4
42 quarters
|
|
50
FT Vest Fund of Buffer ETFs
BUFR
$10.8B
| $12.6M | 0.32% |
345,093
-4,635
| -1% | -$166K |
2021 Q2
20 quarters
|
|
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Sigma Planning Corp's Q2 2026 Portfolio in Review
As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
- Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
- Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
- Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
- Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.
Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.