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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
26
Vanguard Total Stock Market ETF
VTI
$654B
$18.3M 0.51%
57,145
+13,837
+32% +$4.64M
RDVY icon
27
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$17.7M 0.49%
259,052
+7,974
+3% +$568K
CGDV icon
28
Capital Group Dividend Value ETF
CGDV
$36.6B
$17.5M 0.49%
411,828
+130,999
+47% +$5.82M
LLY icon
29
Eli Lilly
LLY
$1.07T
$16.9M 0.47%
18,320
+1,260
+7% +$1.28M
JPM icon
30
JPMorgan Chase
JPM
$939B
$16M 0.45%
54,533
-2,571
-5% -$780K
CAT icon
31
Caterpillar
CAT
$409B
$15.9M 0.44%
22,456
-2,355
-9% -$1.63M
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.1B
$15.7M 0.44%
308,804
+8,626
+3% +$439K
CVX icon
33
Chevron
CVX
$388B
$15.7M 0.44%
75,995
-4,597
-6% -$838K
TSLA icon
34
Tesla
TSLA
$1.24T
$15.6M 0.43%
42,041
-6,446
-13% -$2.66M
IDV icon
35
iShares International Select Dividend ETF
IDV
$8.25B
$15.5M 0.43%
364,752
-22,096
-6% -$929K
COST icon
36
Costco
COST
$415B
$14.8M 0.41%
14,838
-1,069
-7% -$1.04M
COWZ icon
37
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$14.8M 0.41%
236,308
-14,313
-6% -$899K
USMV icon
38
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$14.5M 0.4%
156,526
+6,073
+4% +$577K
WMT icon
39
Walmart Inc
WMT
$871B
$14.4M 0.4%
116,180
+4,064
+4% +$499K
XOM icon
40
ExxonMobil
XOM
$651B
$14.4M 0.4%
84,822
-1,369
-2% -$200K
VTV icon
41
Vanguard Value ETF
VTV
$189B
$14.2M 0.39%
72,215
+2,137
+3% +$428K
JNJ icon
42
Johnson & Johnson
JNJ
$634B
$13.8M 0.38%
56,291
-665
-1% -$155K
SCHX icon
43
Schwab US Large- Cap ETF
SCHX
$70.9B
$13.4M 0.37%
522,948
-10,909
-2% -$293K
PLTR icon
44
Palantir
PLTR
$295B
$13M 0.36%
88,975
-16,559
-16% -$2.53M
XLK icon
45
State Street Technology Select Sector SPDR ETF
XLK
$115B
$12.9M 0.36%
97,010
-13,738
-12% -$1.94M
IGSB icon
46
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$12.6M 0.35%
239,111
+8,736
+4% +$462K
IEFA icon
47
iShares Core MSCI EAFE ETF
IEFA
$186B
$12.6M 0.35%
138,820
+12,060
+10% +$1.13M
ABBV icon
48
AbbVie
ABBV
$458B
$12.4M 0.34%
56,826
-2,478
-4% -$550K
SDVY icon
49
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$11.9M 0.33%
300,698
+9,016
+3% +$366K
BUFR icon
50
FT Vest Fund of Buffer ETFs
BUFR
$10B
$11.8M 0.33%
349,728
-22,445
-6% -$771K
1
2
3 4 5

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.