Sigma Planning Corp’s Caterpillar CAT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2026
Q1
$15.9M Sell
22,456
-2,355
-9% -$1.63M 0.44% 31
2025
Q4
$14.2M Buy
24,811
+3,858
+18% +$2.14M 0.39% 39
2025
Q3
$10M Sell
20,953
-694
-3% -$296K 0.28% 58
2025
Q2
$8.4M Sell
21,647
-3,268
-13% -$1.09M 0.25% 70
2025
Q1
$8.22M Sell
24,915
-1,438
-5% -$512K 0.26% 72
2024
Q4
$9.56M Buy
26,353
+1,508
+6% +$585K 0.3% 56
2024
Q3
$9.72M Sell
24,845
-495
-2% -$171K 0.3% 62
2024
Q2
$8.44M Sell
25,340
-1,135
-4% -$394K 0.27% 67
2024
Q1
$9.7M Buy
26,475
+12,828
+94% +$4.1M 0.3% 59
2023
Q4
$4.03M Sell
13,647
-17,509
-56% -$4.54M 0.32% 60
2023
Q3
$8.51M Buy
31,156
+3,208
+11% +$870K 0.32% 57
2023
Q2
$6.88M Sell
27,948
-3,159
-10% -$704K 0.25% 74
2023
Q1
$7.12M Buy
31,107
+6,859
+28% +$1.66M 0.24% 89
2022
Q4
$5.81M Sell
24,248
-7,433
-23% -$1.62M 0.21% 111
2022
Q3
$5.2M Sell
31,681
-946
-3% -$173K 0.2% 110
2022
Q2
$5.83M Sell
32,627
-575
-2% -$121K 0.2% 106
2022
Q1
$7.4M Sell
33,202
-4,000
-11% -$839K 0.22% 86
2021
Q4
$7.69M Sell
37,202
-5,371
-13% -$1.08M 0.21% 90
2021
Q3
$8.17M Buy
42,573
+1,516
+4% +$316K 0.25% 81
2021
Q2
$8.94M Buy
41,057
+9,635
+31% +$2.23M 0.27% 73
2021
Q1
$7.29M Buy
31,422
+315
+1% +$65.2K 0.23% 97
2020
Q4
$5.66M Sell
31,107
-1,995
-6% -$338K 0.19% 114
2020
Q3
$4.94M Sell
33,102
-2,815
-8% -$395K 0.2% 113
2020
Q2
$4.54M Buy
35,917
+2,880
+9% +$341K 0.2% 108
2020
Q1
$3.83M Sell
33,037
-1,407
-4% -$180K 0.23% 92
2019
Q4
$5.09M Sell
34,444
-557
-2% -$77.7K 0.21% 101
2019
Q3
$4.42M Buy
35,001
+687
+2% +$87.3K 0.21% 105
2019
Q2
$4.68M Buy
34,314
+2,592
+8% +$343K 0.24% 97
2019
Q1
$4.3M Buy
31,722
+129
+0.4% +$17.1K 0.24% 97
2018
Q4
$4.01M Buy
31,593
+4,284
+16% +$557K 0.29% 79
2018
Q3
$4.16M Buy
27,309
+2,921
+12% +$413K 0.24% 87
2018
Q2
$3.31M Buy
24,388
+398
+2% +$59.5K 0.22% 102
2018
Q1
$3.54M Buy
23,990
+3,018
+14% +$477K 0.26% 86
2017
Q4
$3.31M Buy
20,972
+1,723
+9% +$239K 0.25% 93
2017
Q3
$2.4M Buy
19,249
+3,165
+20% +$364K 0.2% 127
2017
Q2
$1.73M Sell
16,084
-6,306
-28% -$641K 0.16% 162
2017
Q1
$2.08M Sell
22,390
-70
-0.3% -$6.63K 0.2% 128
2016
Q4
$2.08M Buy
22,460
+4,518
+25% +$409K 0.23% 103
2016
Q3
$1.59M Sell
17,942
-602
-3% -$49.3K 0.19% 127
2016
Q2
$1.41M Buy
18,544
+118
+0.6% +$8.84K 0.18% 133
2016
Q1
$1.41M Sell
18,426
-1,560
-8% -$105K 0.19% 123
2015
Q4
$1.36M Sell
19,986
-1,845
-8% -$129K 0.19% 120
2015
Q3
$1.43M Sell
21,831
-1,201
-5% -$91.9K 0.23% 104
2015
Q2
$1.95M Sell
23,032
-983
-4% -$84.5K 0.27% 85
2015
Q1
$1.92M Buy
24,015
+5,287
+28% +$439K 0.25% 93
2014
Q4
$1.71M Buy
+18,728
New +$1.82M 0.23% 113

Other funds holding CAT

Sigma Planning Corp's CAT Position: Q1 2026 in Review

Sigma Planning Corp reduced its Caterpillar (CAT) stake by 9.5% in Q1 2026, selling an estimated $1.63M and leaving 22,456 shares worth $15.9M. The position accounts for 0.44% of the portfolio, ranked #31.

Sigma Planning Corp first reported a position in CAT in Q4 2014 and has held it in 46 quarters since. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Sigma Planning Corp held 22,456 shares of Caterpillar worth $15.9M as of Q1 2026.
  • Sigma Planning Corp sold 2,355 Caterpillar shares in Q1 2026, an estimated $1.63M.
  • Caterpillar made up 0.44% of Sigma Planning Corp's portfolio in Q1 2026, its #31 holding.
  • Sigma Planning Corp first reported a position in Caterpillar in Q4 2014 and has held it in 46 quarters since.
  • 3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.