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DFPG Investments’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

DFPG Investments’s Portfolio FTSM Stock Details FTSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		$2.86M Buy
47,892
+839
+2% +$50K 0.22% 112
2023
Q3 		$2.8M Sell
47,053
-3,800
-7% -$226K 0.26% 96
2023
Q2 		$3.03M Sell
50,853
-4,349
-8% -$259K 0.27% 90
2023
Q1 		$3.29M Sell
55,202
-6,135
-10% -$365K 0.35% 67
2022
Q4 		$3.65M Sell
61,337
-41,473
-40% -$2.46M 0.6% 36
2022
Q3 		$6.11M Sell
102,810
-46,763
-31% -$2.78M 2.6% 8
2022
Q2 		$8.88M Buy
149,573
+66,492
+80% +$3.96M 3.87% 3
2022
Q1 		$4.95M Sell
83,081
-9,574
-10% -$571K 1.93% 12
2021
Q4 		$5.54M Sell
92,655
-2,425
-3% -$145K 2.31% 11
2021
Q3 		$5.7M Sell
95,080
-79,039
-45% -$4.74M 2.16% 12
2021
Q2 		$10.4M Sell
174,119
-2,702
-2% -$162K 3.95% 1
2021
Q1 		$10.6M Sell
176,821
-4,172
-2% -$250K 4.53% 1
2020
Q4 		$10.9M Buy
180,993
+5,281
+3% +$317K 5% 1
2020
Q3 		$10.6M Buy
175,712
+980
+0.6% +$58.9K 5.63% 1
2020
Q2 		$10.5M Sell
174,732
-34,829
-17% -$2.08M 6.39% 1
2020
Q1 		$12.5M Buy
209,561
+92
+0% +$5.51K 9.29% 1
2019
Q4 		$12.6M Buy
209,469
+166,274
+385% +$10M 8.24% 1
2019
Q3 		$2.6M Sell
43,195
-2,489
-5% -$150K 2.15% 7
2019
Q2 		$2.75M Buy
45,684
+16,627
+57% +$999K 2.63% 5
2019
Q1 		$1.74M Buy
29,057
+15,602
+116% +$936K 1.87% 13
2018
Q4 		$805K Buy
+13,455
New +$807K 1.07% 29

Other funds holding FTSM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

DFPG Investments's FTSM Position: Q4 2023 in Review

DFPG Investments increased its First Trust Enhanced Short Maturity ETF (FTSM) stake by 1.8% in Q4 2023, buying an estimated $50K and bringing the position to 47,892 shares worth $2.86M. The position accounts for 0.22% of the portfolio, ranked #112.

DFPG Investments first reported a position in FTSM in Q4 2018 and has held it in 21 quarters since. The position peaked at $12.6M in Q4 2019. 416 funds tracked by Wall St. Rank hold FTSM as of Q4 2023.

  • DFPG Investments held 47,892 shares of First Trust Enhanced Short Maturity ETF worth $2.86M as of Q4 2023.
  • DFPG Investments bought 839 First Trust Enhanced Short Maturity ETF shares in Q4 2023, an estimated $50K.
  • First Trust Enhanced Short Maturity ETF made up 0.22% of DFPG Investments's portfolio in Q4 2023, its #112 holding.
  • DFPG Investments first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2018 and has held it in 21 quarters since.
  • DFPG Investments's First Trust Enhanced Short Maturity ETF position peaked at $12.6M in Q4 2019.
  • 416 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.