DFPG Investments’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

DFPG Investments’s Portfolio BOCT Stock Details BOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$2.67M	Sell	70,116 -885	-1%	-$32.4K	0.21%	120
2023 Q3	$2.55M	Hold	71,001	–	–	0.24%	107
2023 Q2	$2.62M	Sell	71,001 -545	-0.8%	-$18.9K	0.24%	103
2023 Q1	$2.42M	Hold	71,546	–	–	0.26%	92
2022 Q4	$2.33M	Sell	71,546 -1,480	-2%	-$46.6K	0.38%	69
2022 Q3	$2.24M	Sell	73,026 -1,655	-2%	-$52.4K	0.95%	32
2022 Q2	$2.3M	Sell	74,681 -100	-0.1%	-$3.19K	1%	28
2022 Q1	$2.5M	Sell	74,781 -2,888	-4%	-$96.7K	0.97%	28
2021 Q4	$2.61M	Hold	77,669	–	–	1.09%	24
2021 Q3	$2.58M	Hold	77,669	–	–	0.98%	29
2021 Q2	$2.51M	Hold	77,669	–	–	0.95%	29
2021 Q1	$2.45M	Buy	77,669 +3,070	+4%	+$93.6K	1.05%	25
2020 Q4	$2.26M	Buy	74,599 +795	+1%	+$23K	1.04%	21
2020 Q3	$2.07M	Buy	73,804 +9,744	+15%	+$264K	1.11%	19
2020 Q2	$1.68M	Sell	64,060 -350	-0.5%	-$8.65K	1.02%	20
2020 Q1	$1.53M	Buy	64,410 +500	+0.8%	+$12.6K	1.14%	17
2019 Q4	$1.69M	Buy	+63,910	New	+$1.63M	1.11%	20

Other funds holding BOCT

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Wealthquest Cincinnati, Ohio $1.41B AUM 14.87% 1-Year Est. Return

IIA

Integral Investment Advisors Turlock, California $454M AUM 21.42% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

ATPW

Ashton Thomas Private Wealth Scottsdale, Arizona $4.23B AUM 20.9% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

BMM

Berkshire Money Management Dalton, Massachusetts $976M AUM 13.87% 1-Year Est. Return

MSRI

Michael S. Ryan Inc Latham, New York $200M AUM 26.3% 1-Year Est. Return

DFPG Investments's BOCT Position: Q4 2023 in Review

DFPG Investments reduced its Innovator US Equity Buffer ETF October (BOCT) stake by 1.2% in Q4 2023, selling an estimated $32.4K and leaving 70,116 shares worth $2.67M. The position accounts for 0.21% of the portfolio, ranked #120.

DFPG Investments first reported a position in BOCT in Q4 2019 and has held it in 17 quarters since. 87 funds tracked by Wall St. Rank hold BOCT as of Q4 2023.

DFPG Investments held 70,116 shares of Innovator US Equity Buffer ETF October worth $2.67M as of Q4 2023.
DFPG Investments sold 885 Innovator US Equity Buffer ETF October shares in Q4 2023, an estimated $32.4K.
Innovator US Equity Buffer ETF October made up 0.21% of DFPG Investments's portfolio in Q4 2023, its #120 holding.
DFPG Investments first reported a position in Innovator US Equity Buffer ETF October in Q4 2019 and has held it in 17 quarters since.
87 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF October as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.