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Innovator US Equity Buffer ETF October

37 hedge funds and large institutions have $48.2M invested in Innovator US Equity Buffer ETF October in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

3% more funds holding

Funds holding: 3637 (+1)

1.62% more ownership

Funds ownership: 59.73%61.35% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $49.2M → $48.2M (-$989K)

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
15
Reduced
6
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
W
1
Wealthquest
Ohio
$12.2M +$3.13M +96,411 +35%
MWM
2
Maltin Wealth Management
New Jersey
$9.7M -$118K -3,643 -1%
ATPW
3
Ashton Thomas Private Wealth
Arizona
$3.48M +$30K +924 +0.9%
HighTower Advisors
4
HighTower Advisors
Illinois
$3.08M +$572K +17,598 +23%
DI
5
DFPG Investments
Utah
$2.58M
Osaic Holdings
6
Osaic Holdings
Arizona
$2.14M -$678K -20,845 -24%
KAS
7
Kestra Advisory Services
Texas
$1.6M +$1M +30,787 +169%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.47M -$11.9K -367 -0.8%
SMC
9
Smith, Moore & Co
Missouri
$1.24M +$813K +25,008 +194%
BFA
10
Beacon Financial Advisory
Ohio
$987K +$28.4K +875 +3%
DI
11
Diligent Investors
California
$965K
LPL Financial
12
LPL Financial
California
$875K +$3.35K +103 +0.4%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$764K +$97.8K +3,010 +15%
DFA
14
DHJJ Financial Advisors
Illinois
$611K
BFC
15
Bedel Financial Consulting
Indiana
$559K
LNC
16
Lincoln National Corp
Pennsylvania
$483K +$480K +14,771 New
AAP
17
Arax Advisory Partners
Colorado
$478K +$132K +4,072 +39%
Citadel Advisors
18
Citadel Advisors
Florida
$473K -$2.44M -75,000 -84%
BPA
19
Beacon Pointe Advisors
California
$444K +$128K +3,933 +41%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$440K +$438K +13,475 New
RPGK
21
Retirement Planning Group (Kansas)
Kansas
$419K +$31K +955 +8%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$413K +$134K +4,108 +48%
CAN
23
Cetera Advisor Networks
California
$383K +$33.2K +1,020 +10%
VBFP
24
Valtinson Bruner Financial Planning
Minnesota
$371K +$358K +11,004 New
FEG
25
Financial Enhancement Group
Indiana
$362K -$101K -3,097 -22%

BOCT Hedge Fund Activity: Q3 2021 in Review

37 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q3 2021, worth a combined $48.2M — down 2% from $49.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new BOCT positions and 8 closed out — a net gain of 1 holder — while 15 added to existing stakes and 6 trimmed.

The largest buyer was Wealthquest, adding an estimated $3.13M. The largest seller was Sigma Planning Corp, exiting entirely with an estimated $2.67M sold.

  • 37 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q3 2021, up from 36 in Q2 2021.
  • Funds reported $48.2M of Innovator US Equity Buffer ETF October stock for Q3 2021, down 2% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Buffer ETF October positions in Q3 2021 and 8 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Buffer ETF October buyer in Q3 2021 was Wealthquest, an estimated $3.13M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q3 2021 was Sigma Planning Corp, an estimated $2.67M sold.

Based on aggregated 13F filings for Q3 2021.