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Innovator US Equity Buffer ETF October

76 hedge funds and large institutions have $95.8M invested in Innovator US Equity Buffer ETF October in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

1% less funds holding

Funds holding: 7776 (-1)

5.96% less ownership

Funds ownership: 75.4%69.45% (-6%)

45% less capital invested

Capital invested by funds: $174M → $95.8M (-$78M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

75% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 36

Holders
76
Holders Change
-1
Holders Change %
-1.3%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
9
Increased
9
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
1
CAPTRUST Financial Advisors
North Carolina
$14.2M +$13.8M +419,734 New
BMM
2
Berkshire Money Management
Massachusetts
$7.78M -$51.4M -1,560,607 -87%
W
3
Wealthquest
Ohio
$7.35M +$2.52M +76,541 +54%
IIA
4
Integral Investment Advisors
California
$6.43M -$100K -3,039 -2%
RJA
5
Raymond James & Associates
Florida
$5.21M -$230K -6,989 -4%
ATPW
6
Ashton Thomas Private Wealth
Arizona
$3.28M -$17.9K -543 -0.6%
PCM
7
Penserra Capital Management
California
$2.96M -$199K -6,048 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.61M +$203K +6,173 +9%
DI
9
DFPG Investments
Utah
$2.42M
CA
10
Cetera Advisors
Colorado
$2.08M -$19.4K -588 -0.9%
XF
11
XML Financial
Maryland
$2.08M +$43.3K +1,315 +2%
Cerity Partners
12
Cerity Partners
New York
$1.94M
BPA
13
Beacon Pointe Advisors
California
$1.91M -$66.8K -2,027 -3%
HighTower Advisors
14
HighTower Advisors
Illinois
$1.89M -$1.52M -46,039 -45%
FFA
15
Fragasso Financial Advisors
Pennsylvania
$1.84M
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.76M -$101K -3,069 -6%
FCFC
17
First Commonwealth Financial Corp
Pennsylvania
$1.74M -$7.28K -221 -0.4%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.71M -$228K -6,913 -12%
KAS
19
Kestra Advisory Services
Texas
$1.39M -$56.9K -1,727 -4%
OMC
20
Old Mission Capital
Illinois
$1.38M +$946K +28,714 +237%
DI
21
Diligent Investors
California
$1.33M
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$1.3M -$315K -9,565 -20%
KF
23
Krilogy Financial
Missouri
$1.15M -$579K -17,575 -34%
BCM
24
Brookstone Capital Management
Illinois
$1.08M -$5.27M -159,996 -83%
Citadel Advisors
25
Citadel Advisors
Florida
$1.04M +$696K +21,144 +221%

BOCT Hedge Fund Activity: Q1 2023 in Review

76 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q1 2023, worth a combined $95.8M — down 45% from $174M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new BOCT positions and 8 closed out — a net gain of 1 holder — while 9 added to existing stakes and 36 trimmed.

The largest buyer was CAPTRUST Financial Advisors, opening a new position worth an estimated $13.8M. The largest seller was Berkshire Money Management, cutting an estimated $51.4M.

  • 76 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q1 2023, down from 77 in Q4 2022.
  • Funds reported $95.8M of Innovator US Equity Buffer ETF October stock for Q1 2023, down 45% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Buffer ETF October positions in Q1 2023 and 8 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Buffer ETF October buyer in Q1 2023 was CAPTRUST Financial Advisors, an estimated $13.8M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q1 2023 was Berkshire Money Management, an estimated $51.4M sold.

Based on aggregated 13F filings for Q1 2023.