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Innovator US Equity Buffer ETF October

54 hedge funds and large institutions have $112M invested in Innovator US Equity Buffer ETF October in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more capital invested

Capital invested by funds: $60.6M → $112M (+$51.9M)

70.01% more ownership

Funds ownership: 62.16%132.17% (+70%)

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

10% less funds holding

Funds holding: 6054 (-6)

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

Holders
54
Holders Change
-6
Holders Change %
-10%
% of All Funds
0.93%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
7
Increased
19
Reduced
13
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BMM
1
Berkshire Money Management
Massachusetts
$51.8M +$54.5M +1,720,802 +16,600%
IIA
2
Integral Investment Advisors
California
$5.72M +$364K +11,490 +6%
BCM
3
Brookstone Capital Management
Illinois
$5.52M +$5.87M +185,593 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.78M +$2.46M +77,622 +95%
RJA
5
Raymond James & Associates
Florida
$4.3M +$4.56M +143,938 New
MWM
6
Maltin Wealth Management
New Jersey
$4.26M -$4.57M -144,233 -50%
ATPW
7
Ashton Thomas Private Wealth
Arizona
$3M -$102K -3,233 -3%
HighTower Advisors
8
HighTower Advisors
Illinois
$2.96M -$52.2K -1,650 -2%
DI
9
DFPG Investments
Utah
$2.24M -$52.4K -1,655 -2%
W
10
Wealthquest
Ohio
$2.23M -$4.48M -141,457 -65%
TFS
11
TrustCore Financial Services
Tennessee
$2.13M +$2.25M +71,235 New
Osaic Holdings
12
Osaic Holdings
Arizona
$1.96M -$137K -4,321 -6%
CA
13
Cetera Advisors
Colorado
$1.68M +$564K +17,819 +46%
PCM
14
Penserra Capital Management
California
$1.6M +$387K +12,240 +30%
FFA
15
Fragasso Financial Advisors
Pennsylvania
$1.59M +$1.29M +40,608 +325%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.49M +$60.7K +1,918 +4%
BPA
17
Beacon Pointe Advisors
California
$1.35M +$1.08M +34,092 +307%
KAS
18
Kestra Advisory Services
Texas
$1.34M +$6.33K +200 +0.4%
DI
19
Diligent Investors
California
$1.16M -$412 -13 -0%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$978K +$191K +6,031 +23%
Truist Financial
21
Truist Financial
North Carolina
$876K +$45.4K +1,434 +5%
LPL Financial
22
LPL Financial
California
$755K -$15.8K -500 -2%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$651K +$80.7K +2,550 +13%
MPCL
24
My Personal CFO LLC
Washington
$610K -$360K -11,380 -100%
DFA
25
DHJJ Financial Advisors
Illinois
$609K

BOCT Hedge Fund Activity: Q3 2022 in Review

54 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q3 2022, worth a combined $112M — up 86% from $60.6M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of BOCT and 7 opened new positions — a net loss of 6 holders — while 13 trimmed existing stakes and 19 added.

The largest buyer was Berkshire Money Management, adding an estimated $54.5M. The largest seller was Mason & Associates (California), exiting entirely with an estimated $4.72M sold.

  • 54 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q3 2022, down from 60 in Q2 2022.
  • Funds reported $112M of Innovator US Equity Buffer ETF October stock for Q3 2022, up 86% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Buffer ETF October positions in Q3 2022 and 13 closed out, a net change of -6 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q3 2022 was Berkshire Money Management, an estimated $54.5M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q3 2022 was Mason & Associates (California), an estimated $4.72M sold.

Based on aggregated 13F filings for Q3 2022.