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Innovator US Equity Buffer ETF October

28 hedge funds and large institutions have $101M invested in Innovator US Equity Buffer ETF October in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 5

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

22% more funds holding

Funds holding: 2328 (+5)

12% more capital invested

Capital invested by funds: $89.9M → $101M (+$11.2M)

10.03% more ownership

Funds ownership: 48.87%58.9% (+10%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
28
Holders Change
+5
Holders Change %
+21.74%
% of All Funds
0.55%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
10
Increased
13
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BMM
1
Berkshire Money Management
Massachusetts
$34.2M +$1.61M +63,117 +5%
LJAC
2
L.J. Altfest & Co
New York
$33.4M +$546K +21,448 +2%
MWM
3
Maltin Wealth Management
New Jersey
$10.6M +$10.3M +406,042 New
HighTower Advisors
4
HighTower Advisors
Illinois
$3.23M +$546K +21,439 +21%
AG
5
Advisor Group
Arizona
$2.79M -$865K -33,950 -24%
ACM
6
Arlington Capital Management
Illinois
$2.67M -$2.66M -104,417 -51%
ATPW
7
Ashton Thomas Private Wealth
Arizona
$2.56M +$120K +4,703 +5%
DI
8
DFPG Investments
Utah
$1.69M +$1.63M +63,910 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.35M +$534K +20,955 +69%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.31M +$223K +8,744 +21%
Wolverine Trading
11
Wolverine Trading
Illinois
$977K +$731K +28,715 +332%
BFA
12
Beacon Financial Advisory
Ohio
$975K +$947K +37,196 New
DI
13
Diligent Investors
California
$792K -$7.64K -300 -1%
LPL Financial
14
LPL Financial
California
$611K +$594K +23,317 New
OMC
15
Old Mission Capital
Illinois
$481K +$467K +18,351 New
BFC
16
Bedel Financial Consulting
Indiana
$469K +$841 +33 +0.2%
VBFP
17
Valtinson Bruner Financial Planning
Minnesota
$468K +$25.5K +1,000 +6%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$445K +$434K +17,020 New
Jane Street
19
Jane Street
New York
$426K +$414K +16,254 New
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$422K +$204K +7,997 +99%
CPIG
21
Chicago Partners Investment Group
Illinois
$310K -$391K -15,352 -57%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$296K +$288K +11,307 New
AAP
23
Arax Advisory Partners
Colorado
$270K +$4.13K +162 +2%
IA
24
IFP Advisors
Florida
$161K +$70.2K +2,755 +83%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$157K +$43.4K +1,704 +40%

BOCT Hedge Fund Activity: Q4 2019 in Review

28 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q4 2019, worth a combined $101M — up 12% from $89.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new BOCT positions and 5 closed out — a net gain of 5 holders — while 13 added to existing stakes and 5 trimmed.

The largest buyer was DFPG Investments, opening a new position worth an estimated $1.63M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.52M sold.

  • 28 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q4 2019, up from 23 in Q3 2019.
  • Funds reported $101M of Innovator US Equity Buffer ETF October stock for Q4 2019, up 12% quarter-over-quarter.
  • 10 funds opened new Innovator US Equity Buffer ETF October positions in Q4 2019 and 5 closed out, a net change of +5 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q4 2019 was DFPG Investments, an estimated $1.63M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q4 2019 was Citadel Advisors, an estimated $4.52M sold.

Based on aggregated 13F filings for Q4 2019.