LPL Financial
BOCT icon

LPL Financial’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

LPL Financial’s Portfolio BOCT Stock Details BOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.39M Sell
70,733
-5,805
-8% -$287K ﹤0.01% 2990
2025
Q4 		$3.78M Buy
76,538
+3,777
+5% +$184K ﹤0.01% 2801
2025
Q3 		$3.52M Sell
72,761
-2,728
-4% -$128K ﹤0.01% 2793
2025
Q2 		$3.43M Buy
75,489
+16,957
+29% +$725K ﹤0.01% 2620
2025
Q1 		$2.46M Sell
58,532
-4,631
-7% -$201K ﹤0.01% 2755
2024
Q4 		$2.73M Sell
63,163
-2,668
-4% -$115K ﹤0.01% 2585
2024
Q3 		$2.79M Buy
65,831
+2,574
+4% +$108K ﹤0.01% 2427
2024
Q2 		$2.63M Sell
63,257
-379
-0.6% -$15.5K ﹤0.01% 2371
2024
Q1 		$2.58M Buy
63,636
+12,635
+25% +$499K ﹤0.01% 2312
2023
Q4 		$1.96M Buy
51,001
+22,305
+78% +$817K ﹤0.01% 2424
2023
Q3 		$1.02M Buy
28,696
+3,601
+14% +$132K ﹤0.01% 2874
2023
Q2 		$913K Buy
25,095
+850
+4% +$29.4K ﹤0.01% 2904
2023
Q1 		$820K Hold
24,245
– – ﹤0.01% 2909
2022
Q4 		$770K Sell
24,245
-1,000
-4% -$31.5K ﹤0.01% 2857
2022
Q3 		$755K Sell
25,245
-500
-2% -$15.8K ﹤0.01% 2762
2022
Q2 		$784K Hold
25,745
– – ﹤0.01% 2797
2022
Q1 		$877K Sell
25,745
-1,212
-4% -$40.6K ﹤0.01% 2710
2021
Q4 		$932K Buy
26,957
+170
+0.6% +$5.76K ﹤0.01% 2722
2021
Q3 		$875K Buy
26,787
+103
+0.4% +$3.35K ﹤0.01% 2726
2021
Q2 		$861K Sell
26,684
-700
-3% -$22.3K ﹤0.01% 2694
2021
Q1 		$855K Hold
27,384
– – ﹤0.01% 2535
2020
Q4 		$824K Sell
27,384
-1,150
-4% -$33.3K ﹤0.01% 2340
2020
Q3 		$796K Sell
28,534
-400
-1% -$10.8K ﹤0.01% 2114
2020
Q2 		$749K Sell
28,934
-6,968
-19% -$172K ﹤0.01% 2062
2020
Q1 		$804K Buy
35,902
+12,585
+54% +$316K ﹤0.01% 1763
2019
Q4 		$611K Buy
+23,317
New +$594K ﹤0.01% 2200

Other funds holding BOCT

BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
CA
COFG Advisors Oak Brook, Illinois $404M AUM
IIA
Integral Investment Advisors Turlock, California $454M AUM 21.42% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial's BOCT Position: Q1 2026 in Review

LPL Financial reduced its Innovator US Equity Buffer ETF October (BOCT) stake by 7.6% in Q1 2026, selling an estimated $287K and leaving 70,733 shares worth $3.39M. The position accounts for ﹤0.01% of the portfolio, ranked #2990.

LPL Financial first reported a position in BOCT in Q4 2019 and has held it in 26 quarters since. The position peaked at $3.78M in Q4 2025. 115 funds tracked by Wall St. Rank hold BOCT as of Q1 2026.

  • LPL Financial held 70,733 shares of Innovator US Equity Buffer ETF October worth $3.39M as of Q1 2026.
  • LPL Financial sold 5,805 Innovator US Equity Buffer ETF October shares in Q1 2026, an estimated $287K.
  • Innovator US Equity Buffer ETF October made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2990 holding.
  • LPL Financial first reported a position in Innovator US Equity Buffer ETF October in Q4 2019 and has held it in 26 quarters since.
  • LPL Financial's Innovator US Equity Buffer ETF October position peaked at $3.78M in Q4 2025.
  • 115 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF October as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.