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Innovator US Equity Buffer ETF October

40 hedge funds and large institutions have $42.9M invested in Innovator US Equity Buffer ETF October in 2021 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.44% more ownership

Funds ownership: 50.33%52.77% (+2.4%)

3% more capital invested

Capital invested by funds: $41.6M → $42.9M (+$1.21M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

2% less funds holding

Funds holding: 4140 (-1)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
9
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
1
Maltin Wealth Management
New Jersey
$9.53M -$418K -13,720 -4%
W
2
Wealthquest
Ohio
$5.1M +$3.07M +100,863 +161%
ATPW
3
Ashton Thomas Private Wealth
Arizona
$3.29M +$24K +788 +0.8%
HighTower Advisors
4
HighTower Advisors
Illinois
$3.09M -$250K -8,200 -8%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.8M +$12.8K +420 +0.5%
SPC
6
Sigma Planning Corp
Michigan
$2.64M +$29.9K +980 +1%
DI
7
DFPG Investments
Utah
$2.45M +$93.6K +3,070 +4%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.43M -$14K -459 -1%
SB
9
Strategic Blueprint
Georgia
$1M +$317K +10,400 +48%
BFA
10
Beacon Financial Advisory
Ohio
$1M
DI
11
Diligent Investors
California
$934K -$1.52K -50 -0.2%
LPL Financial
12
LPL Financial
California
$855K
VWA
13
Visionary Wealth Advisors
Illinois
$762K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$727K -$18.6K -610 -3%
KAS
15
Kestra Advisory Services
Texas
$580K -$60.2K -1,975 -10%
DFA
16
DHJJ Financial Advisors
Illinois
$572K
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$557K +$96.1K +3,152 +21%
Wolverine Trading
18
Wolverine Trading
Illinois
$550K +$538K +17,643 New
BFC
19
Bedel Financial Consulting
Indiana
$534K
VBFP
20
Valtinson Bruner Financial Planning
Minnesota
$498K -$518 -17 -0.1%
FEG
21
Financial Enhancement Group
Indiana
$484K -$183K -5,991 -28%
OMC
22
Old Mission Capital
Illinois
$379K -$597K -19,584 -62%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$375K -$22.3K -732 -6%
SMC
24
Smith, Moore & Co
Missouri
$375K +$366K +11,996 New
BPA
25
Beacon Pointe Advisors
California
$374K

BOCT Hedge Fund Activity: Q1 2021 in Review

40 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q1 2021, worth a combined $42.9M — up 2.9% from $41.6M a quarter earlier.

Fund positioning in BOCT was balanced in Q1 2021: 7 funds opened new positions, 7 closed out, 9 added to existing stakes and 12 trimmed.

The largest buyer was Wealthquest, adding an estimated $3.07M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.36M sold.

  • 40 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q1 2021, down from 41 in Q4 2020.
  • Funds reported $42.9M of Innovator US Equity Buffer ETF October stock for Q1 2021, up 2.9% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Buffer ETF October positions in Q1 2021 and 7 closed out, a net change of 0 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q1 2021 was Wealthquest, an estimated $3.07M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q1 2021 was Citadel Advisors, an estimated $1.36M sold.

Based on aggregated 13F filings for Q1 2021.